Derek E. Jerger
Professional summary
Derek Edward Jerger, who also goes by Derek E Jerger, is a registered financial advisor currently at SYMPHONY WEALTH MANAGEMENT located in Tampa, Florida.
Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Derek has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Derek Edward Jerger's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2022 - Present
SYMPHONY WEALTH MANAGEMENT
August 15, 2016 - December 31, 2021
SYMPHONY WEALTH MANAGEMENT
August 11, 2016 - December 31, 2016
SYMPHONY WEALTH MANAGEMENT
September 11, 2015 - August 4, 2016
CETERA INVESTMENT ADVISERS LLC
September 9, 2015 - August 4, 2016
CETERA INVESTMENT SERVICES LLC
January 2, 2015 - September 2, 2015
INTL ADVISORY CONSULTANTS INC.
December 10, 2014 - September 2, 2015
STONEX SECURITIES INC.
March 23, 2012 - September 8, 2014
LPL FINANCIAL LLC
October 11, 2011 - September 8, 2014
LPL FINANCIAL LLC
October 19, 2010 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
September 24, 2010 - October 1, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 12, 2006 - March 31, 2010
GUNNALLEN FINANCIAL, INC
January 30, 1996 - June 16, 2006
RAYMOND JAMES & ASSOCIATES, INC.
March 15, 1995 - December 7, 1995
AMERIPRISE ADVISOR SERVICES, INC.
October 19, 1994 - March 1, 1995
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
SYMPHONY WEALTH MANAGEMENT
CRD#: 283794 / SEC#: 801-107877
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/27/2022)
Exams
Series 55
Date: 12/18/1999
Limited Representative-Equity Trader ExamCurrent Firm
SYMPHONY WEALTH MANAGEMENT
CRD#: 283794 / SEC#: 801-107877
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 121,921,371 |
Red Flags
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