Derek Edward Jerger
Professional Summary
Derek Edward Jerger, who also goes by Derek E Jerger, is a registered financial advisor currently at SYMPHONY WEALTH MANAGEMENT located in Tampa, Florida. Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Derek has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Derek E Jerger
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
SYMPHONY WEALTH MANAGEMENT | SYMPHONY WEALTH MANAGEMENT, LLC.
Contact Information
Main Address
Tampa, FLPhone Number
(813) 318-1526# of Employees
3SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
7AUM (Assets Under Management)
$111,700,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
SYMPHONY WEALTH MANAGEMENT | SYMPHONY WEALTH MANAGEMENT, LLC.
State Registrations and Notice Filings
(4/27/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Dec 1999Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Derek Edward Jerger's CRS (Customer Relationship Summary).
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