Gerald P. Keyes

Some features on this profile are disabled

CRD#: 2546749

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gerald Patrick Keyes, CFP®, who also goes by Gerald P Keyes, Jerry Keyes, was a registered financial professional .

Gerald is a previously registered financial professional and started their career in finance in 1994. Gerald had worked at 4 firms and has passed the Series 63, Series 31, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Gerald P Keyes | Jerry Keyes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INTRACOASTAL BANK - PALM COAST, FL. MEMBER OF BOARD. STARTED 1/12/2012 TO PRESENT. 2 HOURS WEEKLY, 0 DURING TRADING HOURS. NOT INVESTMENT RELATED. 2. KEYES, STANGE & WOOTEN CPA FIRM, LLC - DAYTONA BEACH, FL. CPA AND ACTS INDIVIDUALLY AS TRUSTEE FOR TRUSTS. STARTED 1/2004 TO PRESENT. 20 HOURS WEEKLY, 20 DURING TRADING HOURS. 3. EASY DAY HOLDINGS - DAYTONA BEACH, FL. MEMBER OF REAL ESTATE HOLDINGS. STARTED 5/2006 TO PRESENT. 2 HOURS WEEKLY, 0 DURING TRADING HOURS. NOT INVESTMENT RELATED. 4. INSURANCE-NON VARIABLE - DAYTONA BEACH, FL. INSURANCE SALES. STARTED 7/2005 TO PRESENT. 6 HOURS WEEKLY, 2 DURING TRADING HOURS. 5. SHERRY KEYES CONSULTING - PALM COAST, FL. PRINCIPAL. STARTED 11/2012 TO PRESENT. 1 HOUR MONTHLY. 0 DURING TRADING HOURS. NOT INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

June 11, 2009 - April 1, 2013

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

DAYTONA BEACH, FL

Past

March 2, 2004 - July 12, 2024

KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC

RIA

CRD#: 139806

PALM COAST, FL

Past

July 22, 1996 - October 10, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

DAYTONA BEACH, FL

Past

July 22, 1996 - April 1, 2013

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

DAYTONA BEACH, FL

Past

October 27, 1994 - July 29, 1996

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES

CRD#: 149018 / SEC#: 801-69815

RIA

Registered Investment Advisory firm - (12/23/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/8/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 9/16/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/3/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/26/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 4/27/2007

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/25/2001

General Securities Principal Examination

Current Firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES

CRD#: 149018 / SEC#: 801-69815

RIA

Registered Investment Advisory firm - (12/23/2008 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

880 Carillon Parkway, Saint Petersburg, FL 33716

Mailing Address

Phone number

(727) 567-3020

Established

Firm type

Fiscal year end

# of Employees

6,727

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. WRAP BROCHURE (6/30/2025)

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. FIRM BROCHURE (6/30/2025)

Regulatory assets under management

Total Number of Accounts	1,030,208
AUM (Assets Under Management)	$ 344,868,106,925

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/12/2025	Cover Page	Report
08/21/2024	Cover Page	Report
09/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gerald P. Keyes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/8/1995

Series 31

Date: 9/16/2005

Series 7

Date: 8/3/1995

Series 6

Date: 10/26/1994

Series 51

Date: 4/27/2007

Series 24

Date: 10/25/2001

Current Firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

TRUST BUT VERIFY

Contact information

Similar Advisors