Nicholas L. Ihasz
Professional summary
Nicholas Louis Ihasz was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Nicholas is a previously registered financial professional and started their career in finance in 1973. Prior to being barred, Nicholas had worked at 8 firms, which includes ABSOLUTE RETURN ADVISORS LTD., GOLDMAN SACHS EXECUTION & CLEARING L.P., GREENWICH GLOBAL LLC, TIMECAPITAL SECURITIES CORPORATION, ABELOW IHASZ & CO., THE IFB CORPORATION, BEDFORD PARTNERS, BACHE & CO INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 1997 - December 18, 2002
ABSOLUTE RETURN ADVISORS, LTD.
September 24, 1996 - April 1, 1998
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
February 11, 1995 - August 3, 1995
GREENWICH GLOBAL, LLC
September 29, 1993 - January 4, 1995
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
March 21, 1991 - January 26, 1994
TIMECAPITAL SECURITIES CORPORATION
September 15, 1982 - August 3, 1999
ABELOW IHASZ & CO.
March 24, 1977 - December 30, 1980
THE IFB CORPORATION
March 24, 1977 - January 18, 1985
BEDFORD PARTNERS
August 3, 1973 - May 1, 1977
BACHE & CO INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 7/30/1973
Registered Representative ExaminationCurrent Firm
ABSOLUTE RETURN ADVISORS, LTD.
CRD#: 42938 / SEC#: , 8-50104
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
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