Edward L. Thomas

ONITUS CAPITAL

Walnut Creek, CA 94556

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CRD#: 2546606

Professional summary

Edward Lamont Thomas is a registered financial advisor currently at ONITUS CAPITAL, LLC located in Walnut Creek, California.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Edward has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 55 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Lamont Thomas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2026 - Present

ONITUS CAPITAL, LLC

Office #1: 1990 N California Blvd 8th Floor, Walnut Creek, CA 94556

RIA

CRD#: 321632

Walnut Creek, CA

Past

November 14, 2024 - February 19, 2026

LPL ENTERPRISE, LLC

RIA

CRD#: 8733

SAN JOSE, CA

Past

November 14, 2024 - February 19, 2026

LPL ENTERPRISE, LLC

CRD#: 8733

SAN JOSE, CA

Past

May 17, 2019 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Walnut Creek, CA

Past

April 15, 2019 - November 14, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

Walnut Creek, CA

Past

June 3, 2013 - December 31, 2018

WADDELL & REED

RIA

CRD#: 866

CAMPBELL, CA

Past

March 5, 2013 - December 31, 2018

WADDELL & REED

CRD#: 866

CAMPBELL, CA

Past

February 1, 2002 - June 26, 2009

WELLS FARGO SECURITIES, LLC

CRD#: 7665

SAN FRANCISCO, CA

Past

February 2, 2001 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Past

April 17, 2000 - September 27, 2001

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

February 1, 2000 - April 14, 2000

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

April 21, 1997 - February 1, 2000

HAMBRECHT & QUIST LLC

CRD#: 940

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/4/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/30/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/4/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/4/2013

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 2/3/2007

Limited Representative-Equity Trader Exam

Current Firm

ONITUS CAPITAL, LLC

CRD#: 321632 / SEC#: 801-125781

RIA

Registered Investment Advisory firm - (9/30/2022 Terminated)

California

Registered Investment Advisory firm - (9/29/2022 Approved)

Connecticut

Registered Investment Advisory firm - (8/22/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2901 West Coast Hwy Suite 200, Newport Beach, CA 92663

Mailing Address

Phone number

(949) 763-4114

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	54
AUM (Assets Under Management)	$ 6,396,788

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Edward L. Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Lamont Thomas's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL ENTERPRISE, LLC

LPL ENTERPRISE, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

WADDELL & REED

WADDELL & REED

WELLS FARGO SECURITIES, LLC

JPMSI

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES INC.

HAMBRECHT & QUIST LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/30/2013

Series 63

Date: 11/4/2004

SIE

Date: 10/1/2018

Series 7

Date: 3/4/2013

Series 55

Date: 2/3/2007

Current Firm

ONITUS CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ONITUS CAPITAL, LLC

TRUST BUT VERIFY

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