Stephen B. Wilkins

OXFORD FINANCIAL GROUP, LTD

ATLANTA, GA 30305

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CRD#: 2546528

Professional summary

Stephen Bowden Wilkins, ChFC®, CLU®, who also goes by Bo Wilkins, is a registered financial advisor currently at OXFORD FINANCIAL GROUP, LTD located in Atlanta, Georgia.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Stephen has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bo Wilkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Bowden Wilkins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

April 22, 2024 - Present

OXFORD FINANCIAL GROUP, LTD

Office #1: 3060 Peachtree Road Nw Suite 470, Atlanta, GA 30305

RIA

CRD#: 105303

ATLANTA, GA

Past

April 6, 2020 - March 15, 2024

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

December 3, 2015 - December 31, 2019

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

January 22, 2013 - July 11, 2016

SOUNDRIVER ADVISORS, LLC

RIA

CRD#: 166628

ATLANTA, GA

Past

January 23, 2012 - November 30, 2015

CERTUSSECURITIES, INC.

CRD#: 144051

ATLANTA, GA

Past

May 3, 2001 - January 4, 2012

M HOLDINGS SECURITIES, INC.

CRD#: 43285

ATLANTA, GA

Past

March 28, 2000 - May 1, 2001

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

April 20, 1995 - July 8, 1999

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OXFORD FINANCIAL GROUP, LTD

CRD#: 105303 / SEC#: 801-20692

RIA

Registered Investment Advisory firm - (2/7/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(4/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/5/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/19/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OXFORD FINANCIAL GROUP, LTD

CRD#: 105303 / SEC#: 801-20692

RIA

Registered Investment Advisory firm - (2/7/1984 Approved)

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Contact information

Main Address

11711 North Meridian Street Suite 600, Carmel, IN 46032

Mailing Address

P. O. Box 80238, Indianapolis, IN 46280-0238

Phone number

(317) 843-5678

Established

Firm type

Fiscal year end

# of Employees

154

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OXFORD FINANCIAL GROUP LTD. FORM ADV PART 2A JUNE 2025 (6/25/2025)

Regulatory assets under management

Total Number of Accounts	6,467
AUM (Assets Under Management)	$ 19,650,381,670

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/16/2025	Cover Page	Report
03/28/2025	Cover Page	Report
03/15/2024	Cover Page	Report
03/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen B. Wilkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Bowden Wilkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

THE LEADERS GROUP, INC.

SOUNDRIVER ADVISORS, LLC

CERTUSSECURITIES, INC.

M HOLDINGS SECURITIES, INC.

MUTUAL SERVICE CORPORATION

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

OXFORD FINANCIAL GROUP, LTD

State Registrations and Notice Filings

Exams

Series 63

Date: 7/5/2000

SIE

Date: 10/1/2018

Series 6

Date: 4/19/1995

Current Firm

OXFORD FINANCIAL GROUP, LTD

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

OXFORD FINANCIAL GROUP, LTD

TRUST BUT VERIFY

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