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DM

David W. Morrison

PELOTON CAPITAL MANAGEMENT
Indianapolis, IN 46240
Some features on this profile are disabled
CRD#: 2546432
DM

Professional summary

David Wynne Morrison, CIMA® is a registered financial advisor currently at PELOTON CAPITAL MANAGEMENT located in Indianapolis, Indiana.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. David has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Wynne Morrison's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

April 11, 2019 - Present

PELOTON CAPITAL MANAGEMENT

Office #1: 8500 Keystone Crossing Suite 450, Indianapolis, IN 46240
RIA
CRD#: 109775
Indianapolis, IN
Past

December 6, 2016 - December 6, 2018

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
INDIANAPOLIS, IN
Past

August 8, 2016 - December 6, 2018

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
CARMEL, IN
Past

August 15, 2011 - June 24, 2016

PIMCO INVESTMENTS LLC

BD
CRD#: 154957
NEW YORK, NY
Past

January 3, 2011 - August 16, 2011

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BD
CRD#: 102920
NEW YORK, NY
Past

January 1, 2005 - January 3, 2011

JPMORGAN DISTRIBUTION SERVICES, INC.

BD
CRD#: 104234
COLUMBUS, OH
Past

October 30, 2003 - November 10, 2009

J.P. MORGAN INVESTMENT MANAGEMENT INC.

RIA
CRD#: 107038
NEW YORK, NY
Past

April 2, 2003 - January 1, 2005

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BD
CRD#: 102920
NEW YORK, NY
Past

August 31, 1998 - March 11, 2003

AMUNDI DISTRIBUTOR US, INC.

BD
CRD#: 24497
BOSTON, MA
Past

September 14, 1996 - August 3, 1998

INVESCO CAPITAL MARKETS, INC.

BD
CRD#: 6939
HOUSTON, TX
Past

February 2, 1995 - September 18, 1996

TRAUB AND COMPANY, INC.

BD
CRD#: 4904
INDIANAPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PELOTON CAPITAL MANAGEMENT
ELLIOTT & ASSOCIATES INC | PELOTON WEALTH STRATEGISTS, INC. | PELOTON CAPITAL MANAGEMENT

CRD#: 109775 / SEC#: 801-27200

RIA
Registered Investment Advisory firm - (6/12/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(8/29/2019)
IAR
Indiana
(4/11/2019)
IAR
Texas
(4/11/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/6/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/1/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/1/1995
General Securities Representative Examination

Current Firm

PC
PELOTON CAPITAL MANAGEMENT
ELLIOTT & ASSOCIATES INC | PELOTON WEALTH STRATEGISTS, INC. | PELOTON CAPITAL MANAGEMENT

CRD#: 109775 / SEC#: 801-27200

RIA
Registered Investment Advisory firm - (6/12/1986 Approved)
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Contact information

Main Address
8500 Keystone Crossing Suite 450, Indianapolis, IN 46240
Mailing Address
Phone number
(317) 559-1700
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PELOTON WEALTH STRATEGISTS ADV PART 2 A-B 2024 DECEMBER ANNUAL (3/31/2025)

Regulatory assets under management

Total Number of Accounts352
AUM (Assets Under Management)$ 279,858,267

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PELOTON CAPITAL MANAGEMENT

CRD#: 109775Indianapolis, IN 46240

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