Mark A. Butler

BUTLER FINANCIAL SERVICES

DENVER, CO 80204

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CRD#: 2546385

Professional summary

Mark Andrew Butler is a registered financial advisor currently at BUTLER FINANCIAL SERVICES located in Denver, Colorado.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Mark has worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Andrew Butler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 25, 2002 - Present

BUTLER FINANCIAL SERVICES

Office #1: 1001 Bannock St. Suite 212, Denver, CO 80204

RIA

CRD#: 118244

DENVER, CO

Past

September 11, 2000 - March 19, 2002

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

March 12, 1996 - September 14, 2000

FFP SECURITIES, INC.

CRD#: 16337

CHESTERFIELD, MO

Past

October 31, 1994 - February 13, 1996

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 31, 1994 - February 13, 1996

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUTLER FINANCIAL SERVICES

BUTLER FINANCIAL SERVICES | BUTLER FINANCIAL SERVICES, INC.

CRD#: 118244 / SEC#: 801-121286

RIA

Registered Investment Advisory firm - (6/30/2021 Approved)

California

Registered Investment Advisory firm - (7/31/2021 Terminated)

Colorado

Registered Investment Advisory firm - (7/19/2021 Terminated)

Massachusetts

Registered Investment Advisory firm - (12/18/2015 Terminated)

Texas

Registered Investment Advisory firm - (7/1/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/19/2012)

IAR

Colorado
(2/25/2002)

IAR

Texas
(3/27/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/9/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/2/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/28/1994

General Securities Representative Examination

Current Firm

BUTLER FINANCIAL SERVICES

BUTLER FINANCIAL SERVICES | BUTLER FINANCIAL SERVICES, INC.

CRD#: 118244 / SEC#: 801-121286

RIA

Registered Investment Advisory firm - (6/30/2021 Approved)

California

Registered Investment Advisory firm - (7/31/2021 Terminated)

Colorado

Registered Investment Advisory firm - (7/19/2021 Terminated)

Massachusetts

Registered Investment Advisory firm - (12/18/2015 Terminated)

Texas

Registered Investment Advisory firm - (7/1/2021 Terminated)

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Contact information

Main Address

1001 Bannock St. Suite 212, Denver, CO 80204

Mailing Address

1200 Pearl St. Suite 314, Boulder, CO 80302

Phone number

(303) 444-3380

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BUTLER FINANCIAL SERVICES, INC. - ADV PART 2B MARK BUTLER (7/25/2025)

BUTLER FINANCIAL SERVICES, INC. - ADV PART 2B MIKYO BUTLER (7/25/2025)

BUTLER FINANCIAL SERVICES, INC. - ADV PART 2A (7/25/2025)

Regulatory assets under management

Total Number of Accounts	347
AUM (Assets Under Management)	$ 135,684,851

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark A. Butler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Andrew Butler's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

FFP SECURITIES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

BUTLER FINANCIAL SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 11/9/2001

Series 63

Date: 11/2/1994

Series 7

Date: 10/28/1994

Current Firm

BUTLER FINANCIAL SERVICES

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BUTLER FINANCIAL SERVICES

TRUST BUT VERIFY

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