MW
Michael P. Wicks
SYNERGY INVESTMENT MANAGEMENT LLC
PONTE VEDRA BEACH, FL
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CRD#: 2546082
MW
Professional summary
Michael Paul Wicks, CFP® is a registered financial advisor currently at SYNERGY INVESTMENT MANAGEMENT LLC located in Ponte Vedra Beach, Florida and LPL FINANCIAL LLC located in Ponte Vedra Beach, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Investment Planning
Estate Planning
Insurance Planning
Retirement Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 03/26/2024 - Synergy Investment Management, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 03/01/2024 - 20 Hours Per Month/ During Trading - I provide investment advisory services thru Synergy Investment Management, LLC, an independent investment advisor firm. I started this business activity in 3/2024. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.The firm is separate from and independent of LPL Financial. 2) 06/06/2024 - Synergy Wealth Alliance - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 3/1/2024 - 0 Hrs/Mo.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Paul Wicks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
February 16, 2024 - Present
SYNERGY INVESTMENT MANAGEMENT LLC
RIA
CRD#: 305961
PONTE VEDRA BEACH, FL
Current
March 25, 2013 - Present
LPL FINANCIAL LLC
RIA
BD
CRD#: 6413
PONTE VEDRA BEACH, FL
Past
October 25, 2023 - April 10, 2024
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
Ponte Vedra Beach, FL
Past
December 20, 2012 - February 8, 2013
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
MAITLAND, FL
Past
December 14, 2012 - February 8, 2013
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
MAITLAND, FL
Past
September 8, 2009 - December 21, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
PONTE VEDRA BEACH, FL
Past
June 5, 2008 - February 1, 2019
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
PONTE VEDRA BEACH, FL
Past
May 13, 2008 - September 8, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
PONTE VEDRA BEACH, FL
Past
October 7, 1999 - May 13, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
ORLANDO, FL
Past
October 7, 1999 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
October 7, 1999 - May 13, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
ORLANDO, FL
Past
October 14, 1994 - October 4, 1999
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SYNERGY INVESTMENT MANAGEMENT LLC
MERIT WEALTH ADVISORS | SYNERGY WEALTH ALLIANCE, LLC | SYNERGY INVESTMENT MANAGEMENT LLC | NEXT STAGE CONSULTING
CRD#: 305961 / SEC#: 801-129970
RIA
Registered Investment Advisory firm - (4/19/2024 Approved)Florida
Registered Investment Advisory firm - (4/29/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/1/2013)
RR
Arizona(4/11/2013)
RR
California(3/26/2013)
RR
Florida(3/26/2013)
IAR
Florida(2/16/2024)
RR
Georgia(3/27/2013)
RR
Kansas(9/5/2018)
RR
Maryland(3/27/2013)
RR
Massachusetts(11/12/2014)
RR
Michigan(3/16/2015)
RR
Missouri(3/27/2013)
RR
New Hampshire(8/15/2023)
RR
North Carolina(7/8/2015)
RR
South Carolina(11/12/2015)
RR
Tennessee(9/15/2017)
RR
Virginia(3/13/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SI
SYNERGY INVESTMENT MANAGEMENT LLC
MERIT WEALTH ADVISORS | SYNERGY WEALTH ALLIANCE, LLC | SYNERGY INVESTMENT MANAGEMENT LLC | NEXT STAGE CONSULTING
CRD#: 305961 / SEC#: 801-129970
RIA
Registered Investment Advisory firm - (4/19/2024 Approved)Florida
Registered Investment Advisory firm - (4/29/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
215 North Westmonte Drive, Altamonte Springs, FL 32714
Mailing Address
Phone number
(321) 203-4458
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,070 |
| AUM (Assets Under Management) | $ 461,195,028 |
Red Flags
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Company Information
SYNERGY INVESTMENT MANAGEMENT LLC
CRD#: 305961Ponte Vedra Beach, FLTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
