Bert Whitehead
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bert Whitehead JD, who also goes by Bert Whitehead, was a registered financial professional .
Bert is a previously registered financial professional and started their career in finance in 1994. Bert had worked at 3 firms and has passed the Series 65 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2018 - July 26, 2021
ZEHNDER WEALTH MANAGEMENT, LLC
February 21, 2018 - November 30, 2023
LIFECYCLE FINANCIAL PLANNERS INC.
September 20, 1994 - March 30, 2018
CAMBRIDGE CONNECTION INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 9/21/1994
Non-Member General Securities ExaminationCurrent Firm
ZEHNDER WEALTH MANAGEMENT, LLC
CRD#: 142197 / SEC#: 801-122159
Contact information
Regulatory assets under management
| Total Number of Accounts | 807 |
| AUM (Assets Under Management) | $ 115,951,374 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
