Gary R. Purwin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Robert Purwin was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1995. Gary had worked at 21 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2016 - March 1, 2016
HALEN CAPITAL
January 13, 2012 - November 8, 2016
MERCAP SECURITIES, LLC
August 11, 2011 - November 14, 2016
DEER ISLE CAPITAL, LLC
July 26, 2011 - September 6, 2016
BIDS TRADING L.P.
July 7, 2011 - June 2, 2014
FELIX INVESTMENTS LLC
April 23, 2010 - November 17, 2016
TELEMETRY SECURITIES, L.L.C.
December 7, 2009 - December 18, 2012
FOUR POINTS CAPITAL PARTNERS LLC
October 8, 2009 - July 30, 2012
JOHN THOMAS FINANCIAL
September 4, 2008 - June 18, 2009
OFFMAN SECURITIES, LLC
May 29, 2008 - January 29, 2013
OBSIDIAN FINANCIAL GROUP, LLC
December 4, 2006 - June 7, 2010
HILL STREET CAPITAL LLC
July 21, 2006 - September 22, 2009
WATCH HILL ADVISORS LLC
June 12, 2006 - June 28, 2006
AMPER INVESTMENT BANKING L.L.C.
August 22, 2005 - May 31, 2006
CREST MANAGEMENT PARTNERS, L.P.
July 26, 2005 - October 4, 2010
NUMIS SECURITIES LLC
May 13, 2005 - July 10, 2009
TELEMETRY SECURITIES, L.L.C.
August 21, 2003 - February 12, 2008
COMPASS POINT RESEARCH & TRADING, LLC
September 17, 2002 - October 22, 2004
ATON SECURITIES, INC.
September 1, 1998 - January 22, 1999
WESTROCK CAPITAL MANAGEMENT, INC.
January 2, 1998 - November 3, 2004
UNITED FINANCIAL GROUP, LTD
February 27, 1996 - September 26, 2011
SPRING STREET PARTNERS L.P.
March 27, 1995 - May 17, 2005
WEST BROADWAY PARTNERS L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HALEN CAPITAL
CRD#: 135966 / SEC#: 801-68773, 8-66959
Contact information
Disclosures
| Regulatory Event | 2 |
Red Flags
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