Ryan Noterman
Professional summary
Ryan Noterman, who also goes by Ryan C Noterman, is a registered financial professional currently at BROOKLIGHT PLACE SECURITIES, INC. located in Fountain Hills, Arizona.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 1994. Ryan has worked at 13 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Noterman's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 2, 2012 - Present
BROOKLIGHT PLACE SECURITIES, INC.
Office #1: 16930 E. Palisades Blvd Suite 100-d, Fountain Hills, AZ 85268February 10, 2021 - November 12, 2025
ACRYLIC FINANCIAL, INC.
January 23, 2017 - January 2, 2018
INTERACTIVE FINANCIAL ADVISORS
August 2, 2010 - March 1, 2012
LINCOLN INVESTMENT
February 11, 2010 - August 2, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
January 27, 2009 - February 19, 2010
PARK AVENUE SECURITIES LLC
August 29, 2006 - January 15, 2008
IFMG SECURITIES, INC.
May 20, 2004 - January 12, 2006
PACIFIC SELECT DISTRIBUTORS, LLC
December 31, 2000 - May 25, 2004
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 6, 2000 - December 31, 2000
DELAWARE DISTRIBUTORS, L.P.
February 22, 2000 - June 30, 2000
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
March 29, 1996 - April 25, 1997
NATIXIS DISTRIBUTION, LLC
October 25, 1994 - January 16, 1996
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/25/2017)
(3/6/2012)
(1/9/2018)
Exams
FINRA
Current Firm
BROOKLIGHT PLACE SECURITIES, INC.
CRD#: 15764 / SEC#: 801-61232, 8-32673
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRAC ENTERPRISES LLC | SHAREHOLDER | |
| BROKERS ALLIANCE, INC. | SHAREHOLDER | |
| TRUHLAR, CHARLES ANTHONY | OWNER OF SHAREHOLDER, PRESIDENT, CHIEF COMPLIANCE OFFICER | 4533534 |
Red Flags
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