Kenneth W. Kidd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth William Kidd was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1994. Kenneth had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2012 - January 31, 2023
KALOS MANAGEMENT
February 17, 2012 - September 30, 2022
KALOS CAPITAL, INC.
January 14, 2009 - February 15, 2012
PACIFIC WEST FINANCIAL CONSULTANTS INC
January 14, 2009 - February 15, 2012
PACIFIC WEST SECURITIES, INC.
August 31, 2007 - January 13, 2009
INTERCAROLINA FINANCIAL SERVICES, INC.
August 31, 2007 - January 13, 2009
INTERCAROLINA FINANCIAL SERVICES, INC.
February 23, 2006 - September 4, 2007
THE STRATEGIC FINANCIAL ALLIANCE, INC.
October 31, 2003 - September 4, 2007
THE STRATEGIC FINANCIAL ALLIANCE, INC.
October 31, 1994 - December 1, 2003
IFG NETWORK SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KALOS MANAGEMENT
CRD#: 133025 / SEC#: 801-65182
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,174 |
| AUM (Assets Under Management) | $ 128,562,434 |
Red Flags
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