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KK

Kenneth William Kidd

CRD# 2545704·Registered 1994 - 2023
Previously Registered: Being a previously registered professional could mean that Kenneth is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kenneth William Kidd was a registered financial advisor. Kenneth was a previously registered financial professional and started their career in finance 1994 - 2023. Kenneth had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years registered in the securities industry

Current & Past Employments

Past

KALOS MANAGEMENTPast·CRD# 133025
RIA
Raleigh, NC
February 17, 2012 - January 31, 2023
KALOS CAPITAL, INC.Past·CRD# 44337
BD
Raleigh, NC
February 17, 2012 - September 30, 2022
PACIFIC WEST FINANCIAL CONSULTANTS INCPast·CRD# 108728
RIA
Renton, WA
January 14, 2009 - February 15, 2012
PACIFIC WEST SECURITIES, INC.Past·CRD# 6390
BD
Raleigh, NC
January 14, 2009 - February 15, 2012
INTERCAROLINA FINANCIAL SERVICES, INC.Past·CRD# 19475
RIA
Raleigh, NC
August 31, 2007 - January 13, 2009
INTERCAROLINA FINANCIAL SERVICES, INC.Past·CRD# 19475
BD
Greensboro, NC
August 31, 2007 - January 13, 2009
THE STRATEGIC FINANCIAL ALLIANCE, INC.Past·CRD# 126514
RIA
Raleigh, NC
February 23, 2006 - September 4, 2007
THE STRATEGIC FINANCIAL ALLIANCE, INC.Past·CRD# 126514
BD
Raleigh, NC
October 31, 2003 - September 4, 2007
IFG NETWORK SECURITIES, INC.Past·CRD# 19948
BD
Atlanta, GA
October 31, 1994 - December 1, 2003

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Current Firm

KM
KALOS MANAGEMENT

CATALYST WEALTH MANAGEMENT | KALOS MANAGEMENT, INC. | KALOS MANAGEMENT

CRD#: 133025 / SEC#: 801-65182

Contact Information

Main Address

818 A1a N Ste. 30, Ponte Vedra Beach, FL 32082

Phone Number

(770) 407-5401

# of Employees

5

Documents

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/16/2023)

Regulatory Assets Under Management

Total Number of Accounts

1,174

AUM (Assets Under Management)

$128,562,434

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KWK CAPITAL MGT POSITION: OWNER NATURE: SALES OF FIXED INSURANCE PRODUCTS. INVESTMENT RELATED: NO NUMBER OF HOURS: 4 INVESTMENT RELATED HOURS: 0 START DATE: 02/04/2014 ADDRESS: 8362 SIX FORKS RD.,SUITE 202, RALEIGH NC 27615 DESCRIPTION: SALES OF FIXED INSURANCE PRODUCTS,INCLUDING INDEXED ANNUITIES. KALOS MANAGEMENT POSITION: Investment Advisor Representative NATURE: investment advisory services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2014 ADDRESS: 1328 Kings Grant Dr, Raleigh NC 27614, United States DESCRIPTION: Investment advisor representative offering portfolio management on a fee basis

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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