Frederick W. Jackson

CETERA INVESTMENT ADVISERS LLC

OSTERVILLE, MA 02655

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CRD#: 2545657

Professional summary

Frederick William Jackson, CFP®, who also goes by Frederick Jackson, Rick Jackson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Osterville, Massachusetts and CETERA WEALTH SERVICES, LLC located in Osterville, Massachusetts.

Frederick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Frederick has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Frederick Jackson | Rick Jackson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SWE WEALTH MANAGEMENT LLC; POSITION: Financial Planner NATURE: Providing comprehensive financial planning as a Certified Financial Planner in an advisory capacity, with associated investment advisory and insurance support as indicated by the planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 01/15/2020 ADDRESS: 224 Pine Lane, Osterville MA 02655, United States; DESCRIPTION: Financial planning, investment advisory and insurance support for clients of SWE Wealth Management LLC is made available. 2) TAX PREPARER POSITION: Enrolled Agent NATURE: Preparing taxes for review by Sanders, Walsh and Eaton tax professionals to then be filed with IRS. Employment will be only from February 15th through April 15th each year. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 100 START DATE: 02/15/2022 ADDRESS: 224 Pine Lane Extension, P. O Box F, Osterville MA 02655, United States DESCRIPTION: Filing out tax forms for other SWE professionals to review and either change or approve before they file the forms with the IRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick William Jackson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 224 Pine Lane Extension 4th Floor, Osterville, MA 02655Office #2: 1441 Main Street, West Chatham, MA 02669

RIA

CRD#: 105644

OSTERVILLE, MA

Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 224 Pine Lane Extension, Osterville, MA 02655Office #2: 1441 Main Street, West Chatham, MA 02669

CRD#: 13572

OSTERVILLE, MA

Past

October 25, 2019 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

OSTERVILLE, MA

Past

October 25, 2019 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

OSTERVILLE, MA

Past

October 18, 2019 - October 25, 2019

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

OSTERVILLE, MA

Past

September 26, 2019 - October 25, 2019

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

OSTERVILLE, MA

Past

June 6, 2017 - September 11, 2019

INTEGRATED WEALTH CONCEPTS LLC

RIA

CRD#: 284656

Rockland, MA

Past

May 16, 2017 - September 25, 2019

LPL FINANCIAL LLC

CRD#: 6413

ROCKLAND, MA

Past

August 5, 2013 - May 16, 2017

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

Harwich, MA

Past

July 25, 2013 - May 16, 2017

OSAIC INSTITUTIONS, INC.

CRD#: 35371

Harwich, MA

Past

May 31, 2011 - October 9, 2012

DWS DISTRIBUTORS, INC.

CRD#: 37306

BOSTON, MA

Past

February 4, 2008 - May 31, 2011

DEAM INVESTOR SERVICES, INC.

CRD#: 754

BOSTON, MA

Past

March 21, 1995 - September 27, 2002

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(9/5/2025)

IAR

Massachusetts
(9/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/29/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/18/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/1/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Frederick W. Jackson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick William Jackson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

INTEGRATED WEALTH CONCEPTS LLC

LPL FINANCIAL LLC

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

DWS DISTRIBUTORS, INC.

DEAM INVESTOR SERVICES, INC.

DEAM INVESTOR SERVICES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/29/2013

Series 63

Date: 4/18/2008

SIE

Date: 10/1/2018

Series 7

Date: 2/1/2008

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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