Timothy M. Davis
Professional summary
Timothy Michael Davis is a registered financial professional currently at NYLIFE SECURITIES LLC located in Pittsburgh, Pennsylvania.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1994. Timothy has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Michael Davis's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2010 - Present
NYLIFE SECURITIES LLC
Office #1: 225 West Station Square Drive Suite 300, Pittsburgh, PA 15219September 2, 2008 - November 13, 2009
QUEST CAPITAL STRATEGIES, INC.
September 29, 2005 - September 8, 2008
VOYA FINANCIAL ADVISORS, INC.
April 29, 2005 - October 12, 2005
ESSEX SECURITIES LLC
September 13, 2002 - April 29, 2005
AMERICAN GENERAL SECURITIES INCORPORATED
August 10, 1998 - July 16, 2002
VSR FINANCIAL SERVICES, INC.
July 17, 1998 - August 10, 1998
VSR FINANCIAL SERVICES, INC.
August 30, 1995 - July 17, 1998
OPPENHEIMER & CO. INC.
December 12, 1994 - September 18, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
December 12, 1994 - September 18, 1995
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/16/2010)
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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