TT
Thomas R. Tewell
EAGLE STRATEGIES LLC
ST. JOSEPH, MO 64501
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CRD#: 2545555
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Professional summary
Thomas Robert Tewell, CFP®, CLU® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in St. Joseph, Missouri and NYLIFE SECURITIES LLC located in St. Joseph, Missouri.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Thomas has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH VARIOUS INSURANCE COMPANIES TO BROKER NON-REGISTERED INSURANCE PRODUCTS; DBA - TEWELL & ASSOCIATES FINANCIAL SERVICES; START DATE 5/2007; INVESTMENT RELATED] [Missouri Western State University Foundation; BOARD MEMBER; INVESTMENT RELATED; START DATE 9/2013] [Missouri Western State University GOLD COAT; BOARD MEMBER; INVESTMENT RELATED; START DATE 7/2010] [BioZyme Inc; Board Member . BioZyme Inc is a locally owned business for 50 years, they research and produce protein and mineral supplements for animals. The CEO has asked me to serve on the board; 6010 Stockyards Expy, St Joseph MO 64504; Start Date 07/2023; Role/Title: Board Member; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours; Board member providing independent perspective on strategic plan and operations] [Mosaic Life Care ; Local Hospital in St Joseph MO; 5325 Faraon St St Joseph MO 64506; Start Date 01/2024; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; finance committee]
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Robert Tewell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
August 4, 1997 - Present
EAGLE STRATEGIES LLC
Office #1: 400 Jules Street Suite 202, St. Joseph, MO 64501RIA
CRD#: 110826
ST. JOSEPH, MO
Current
October 12, 1994 - Present
NYLIFE SECURITIES LLC
Office #1: 400 Jules Street Suite 202, St. Joseph, MO 64501BD
CRD#: 5167
ST. JOSEPH, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/26/2021)
RR
Arizona(4/6/1998)
RR
Arkansas(2/7/2018)
RR
Colorado(4/3/2024)
RR
Florida(11/8/2017)
RR
Iowa(6/8/2023)
RR
Kansas(10/18/1994)
IAR
Kansas(8/4/1997)
RR
Kentucky(10/8/2002)
RR
Massachusetts(8/31/2005)
RR
Missouri(10/19/1994)
IAR
Missouri(11/4/2010)
RR
Oregon(6/13/2019)
RR
Texas(8/20/2012)
IAR
Texas(10/12/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
