Benjamin W. Ibach
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Warren Ibach, who also goes by Ben W Ibach, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 1969. Benjamin had worked at 12 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2003 - December 16, 2022
CROWN CAPITAL SECURITIES, L.P.
August 14, 2002 - June 11, 2003
LOCUST STREET SECURITIES, INC.
October 13, 1998 - June 11, 2003
LOCUST STREET SECURITIES, INC.
October 9, 1989 - October 2, 1998
TITAN/VALUE EQUITIES GROUP, INC.
December 15, 1987 - October 17, 1989
MESA SECURITIES CORPORATION
June 19, 1983 - August 23, 1984
AETNA LIFE INSURANCE AND ANNUITY COMPANY
November 30, 1981 - October 2, 1998
TITAN/VALUE EQUITIES GROUP, INC.
May 20, 1981 - October 13, 1981
BLAKESLEE AND BLAKESLEE INC.
July 8, 1980 - May 24, 1981
LPL FINANCIAL LLC
June 8, 1978 - June 28, 1980
SOUTHMARK FINANCIAL SERVICES, INC.
May 7, 1975 - May 19, 1983
TOWER SQUARE SECURITIES, INC.
October 31, 1974 - July 8, 1978
INVESTOGENIC SERVICES, INC.
April 2, 1974 - December 14, 1974
SOUTHMARK FINANCIAL SERVICES, INC.
August 10, 1973 - April 23, 1974
FORESTERS FINANCIAL SERVICES, INC.
August 14, 1969 - September 8, 1973
CAPITAL SECURITIES CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 8/11/1969
Registered Representative ExaminationCurrent Firm
CROWN CAPITAL SECURITIES, L.P.
CRD#: 6312 / SEC#: 801-57663, 8-17264
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DELTA CAPITAL HOLDINGS, LLC | GENERAL PARTNER | |
| DELTA BROKER HOLDING, LLC | LIMITED PARTNER | |
| EDWARDS, DON MICHAEL | CFO/FINOP/CONTROLLER | 2669488 |
| FRENCH, JONATHAN LEE | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO/CCO/COO/INV. ADV.SERV. | 3155702 |
| PAULSEN, DAROL KENNETH | CEO/DIR./TREASURER/SROP | 358292 |
| PAULSEN, PHYLLIS JEAN | SR. VP/DIR/CAO DIR./LIC & REG/SEC | 1512757 |
Regulatory assets under management
| Total Number of Accounts | 5,654 |
| AUM (Assets Under Management) | $ 1,223,108,240 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
