Richard M. Weizeorick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Martin Weizeorick, who also goes by Rich Weizeorick, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1994. Richard had worked at 6 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2011 - December 11, 2013
BROOKLIGHT PLACE SECURITIES, INC.
January 7, 2005 - August 19, 2011
PACIFIC SELECT DISTRIBUTORS, LLC
October 7, 1998 - December 31, 2004
MUTUAL SERVICE CORPORATION
April 15, 1996 - August 14, 1998
SLD AMERICA EQUITIES, INC.
May 3, 1995 - January 21, 1996
IFMG SECURITIES, INC.
October 20, 1994 - April 11, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKLIGHT PLACE SECURITIES, INC.
CRD#: 15764 / SEC#: 801-61232, 8-32673
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRAC ENTERPRISES LLC | SHAREHOLDER | |
| BROKERS ALLIANCE, INC. | SHAREHOLDER | |
| TRUHLAR, CHARLES ANTHONY | OWNER OF SHAREHOLDER, PRESIDENT, CHIEF COMPLIANCE OFFICER | 4533534 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
