Jeffrey R. Gibbons

CANTOR FITZGERALD & CO.

Watermill, NY 11976

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CRD#: 2545292

Professional summary

Jeffrey Robert Gibbons, who also goes by Jeff Gibbons, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Watermill, New York.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1994. Jeffrey has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeff Gibbons

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Robert Gibbons's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2013 - Present

CANTOR FITZGERALD & CO.

Office #1: 692 Montauk Highway, Watermill, NY 11976Office #2: 3001 Tamiami Trail North Suite 200, Naples, FL 34103

CRD#: 134

Watermill, NY

Past

November 1, 2011 - April 15, 2013

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

SAN RAFAEL, CA

Past

June 30, 2010 - September 29, 2011

CITADEL SECURITIES LLC

CRD#: 116797

NEW YORK, NY

Past

January 6, 2009 - June 21, 2010

GFI SECURITIES LLC

CRD#: 19982

NEW YORK, NY

Past

November 29, 1997 - January 21, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

November 8, 1994 - September 1, 1998

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/19/2016)

Alaska
(6/28/2016)

Arizona
(7/7/2016)

Arkansas
(6/28/2016)

California
(5/8/2013)

Colorado
(6/28/2016)

Connecticut
(6/27/2016)

Delaware
(7/12/2016)

District of Columbia
(6/28/2016)

Florida
(6/28/2016)

Georgia
(6/27/2016)

Hawaii
(6/27/2016)

Idaho
(6/28/2016)

Illinois
(5/8/2013)

Indiana
(6/28/2016)

Iowa
(6/27/2016)

Kansas
(7/19/2016)

Kentucky
(6/27/2016)

Louisiana
(6/28/2016)

Maine
(6/28/2016)

Maryland
(6/29/2016)

Massachusetts
(6/29/2016)

Michigan
(6/29/2016)

Minnesota
(7/6/2016)

Mississippi
(6/28/2016)

Missouri
(5/9/2013)

Montana
(6/28/2016)

Nebraska
(6/30/2016)

Nevada
(7/6/2016)

New Hampshire
(6/27/2016)

New Jersey
(6/27/2016)

New Mexico
(6/28/2016)

New York
(5/7/2013)

North Carolina
(6/30/2016)

North Dakota
(6/28/2016)

Ohio
(6/27/2016)

Oklahoma
(6/30/2016)

Oregon
(6/30/2016)

Pennsylvania
(6/28/2016)

Puerto Rico
(6/30/2016)

Rhode Island
(7/5/2016)

South Carolina
(6/28/2016)

South Dakota
(6/29/2016)

Tennessee
(6/28/2016)

Texas
(5/20/2013)

Utah
(6/28/2016)

Vermont
(6/29/2016)

Virginia
(6/30/2016)

Washington
(6/29/2016)

West Virginia
(6/28/2016)

Wisconsin
(6/28/2016)

Wyoming
(6/27/2016)

Exams

State Security Law Exam

Series 63

Date: 11/11/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/7/1994

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 10/24/1994

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 12/23/2002

General Securities Principal Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

CANTOR FITZGERALD & CO.

CANTOR DIRECT A DIVISION OF CANTOR FITZGERALD & CO. | CANTOR, FITZGERALD & CO., INC. | CANTOR FITZGERALD & CO.

CRD#: 134 / SEC#: , 8-201

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

110 East 59th Street 4th Floor, New York, NY, 10022

Mailing Address

110 East 59th Street 4th Floor, New York, NY, 10022

Phone number

(212) 938-5000

Established

New York since 09/25/1992

Firm type

Partnership

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CFS CF & CO I HOLDINGS, L.P.	MANAGING GENERAL PARTNER
ANZALONE, THOMAS JOSEPH	CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER	1161513
BANDELIER, PASCAL DANIEL	CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES	4424051
CFLP CF&CO I HOLDINGS, L.P.	LIMITED PARTNER
KELLY, SAGE NOLAN	CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING	2528122
MERKEL, STEPHEN MARCUS	EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY	2366318
SALINAS, DANNY	CHIEF FINANCIAL OFFICER	6184109
SHIELDS, WILLIAM MICHAEL	CHIEF COMPLIANCE OFFICER	2380166
WALL, CHRISTIAN DOUGLAS	CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME	2751397

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey R. Gibbons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Robert Gibbons's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLEACHER & COMPANY SECURITIES, INC.

CITADEL SECURITIES LLC

GFI SECURITIES LLC

CITIGROUP GLOBAL MARKETS INC.

SALOMON BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/11/1994

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/7/1994

Series 3

Date: 10/24/1994

Series 24

Date: 12/23/2002

Cboe BYX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

NYSE Arca, Inc.

Nasdaq ISE, LLC

Nasdaq Stock Market

Current Firm

CANTOR FITZGERALD & CO.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CANTOR FITZGERALD & CO.

TRUST BUT VERIFY

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