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JG

Jeffrey R. Gibbons

ALPS DISTRIBUTORS
New York, NY 10001
CRD#: 2545292
Some features on this profile are disabled
JG
Jeffrey Robert GibbonsALPS DISTRIBUTORS

Professional summary

Jeffrey Robert Gibbons, who also goes by Jeff Gibbons, is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in New York, New York.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1994. Jeffrey has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeff Gibbons

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Robert Gibbons's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 26, 2026 - Present

ALPS DISTRIBUTORS, INC.

Office #1: 50 Hudson Yards Suite 6600a, New York, NY 10001
BD
CRD#: 16853
New York, NY
Past

May 7, 2013 - March 11, 2026

CANTOR FITZGERALD & CO.

BD
CRD#: 134
WATERMILL, NY
Past

November 1, 2011 - April 15, 2013

GLEACHER & COMPANY SECURITIES, INC.

BD
CRD#: 298
SAN RAFAEL, CA
Past

June 30, 2010 - September 29, 2011

CITADEL SECURITIES LLC

BD
CRD#: 116797
NEW YORK, NY
Past

January 6, 2009 - June 21, 2010

GFI SECURITIES LLC

BD
CRD#: 19982
NEW YORK, NY
Past

November 29, 1997 - January 21, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

November 8, 1994 - September 1, 1998

SALOMON BROTHERS INC.

BD
CRD#: 740
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/26/2026)
RR
Alaska
(6/26/2026)
RR
Arizona
(6/26/2026)
RR
Arkansas
(6/26/2026)
RR
California
(6/26/2026)
RR
Colorado
(6/26/2026)
RR
Connecticut
(6/26/2026)
RR
Delaware
(6/26/2026)
RR
District of Columbia
(6/26/2026)
RR
Florida
(6/26/2026)
RR
Georgia
(6/26/2026)
RR
Hawaii
(6/26/2026)
RR
Idaho
(6/26/2026)
RR
Illinois
(6/26/2026)
RR
Indiana
(6/26/2026)
RR
Iowa
(6/26/2026)
RR
Kansas
(6/26/2026)
RR
Kentucky
(6/26/2026)
RR
Louisiana
(6/26/2026)
RR
Maine
(6/26/2026)
RR
Maryland
(6/26/2026)
RR
Massachusetts
(6/26/2026)
RR
Michigan
(6/26/2026)
RR
Minnesota
(6/26/2026)
RR
Mississippi
(6/26/2026)
RR
Missouri
(6/26/2026)
RR
Montana
(6/26/2026)
RR
Nebraska
(6/26/2026)
RR
Nevada
(6/26/2026)
RR
New Hampshire
(6/26/2026)
RR
New Jersey
(6/26/2026)
RR
New Mexico
(6/26/2026)
RR
New York
(6/26/2026)
RR
North Carolina
(6/26/2026)
RR
North Dakota
(6/26/2026)
RR
Ohio
(6/27/2026)
RR
Oklahoma
(6/26/2026)
RR
Oregon
(6/26/2026)
RR
Pennsylvania
(6/26/2026)
RR
Puerto Rico
(6/26/2026)
RR
Rhode Island
(6/26/2026)
RR
South Carolina
(6/26/2026)
RR
South Dakota
(6/26/2026)
RR
Tennessee
(6/26/2026)
RR
Texas
(6/26/2026)
RR
Utah
(6/26/2026)
RR
Vermont
(6/26/2026)
RR
Virginia
(6/26/2026)
RR
Washington
(6/26/2026)
RR
West Virginia
(6/26/2026)
RR
Wisconsin
(6/26/2026)
RR
Wyoming
(6/26/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 11/11/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/7/1994
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 10/24/1994
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/23/2002
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AD
ALPS DISTRIBUTORS, INC.
ALPS DISTRIBUTORS, INC. | MARINER FUNDS SERVICES INC. | ALPS SECURITIES, INC. | ALPS MUTUAL FUNDS SERVICES, INC.

CRD#: 16853 / SEC#: , 8-34626

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Loading...

Contact information

Main Address
1290 Broadway Suite 1000, Denver, CO 80203
Mailing Address
1290 Broadway Suite 1000, Denver, CO 80203
Phone number
(303) 623-2577
Established
Colorado since 07/01/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
ALPS HOLDINGS, INC.PARENT
KYLLO, STEPHEN JOHNSVP; PRESIDENT; DIRECTOR; CHIEF COMPLIANCE OFFICER; PRINCIPAL OPERATIONS OFFICER3204474
NECKEL, TARA JILLVP, DEPUTY CHIEF COMPLIANCE OFFICER4051739
PARSONS, ERIC TFINOP, CONTROLLER, PRINCIPAL FINANCIAL OFFICER5215115

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALPS DISTRIBUTORS, INC.

CRD#: 16853New York, NY 10001

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