Elias Isaac

SIGMA FINANCIAL

Allentown, PA 18104-9123

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CRD#: 2545106

Professional summary

Elias Isaac II, who also goes by Duke Isaac II, Elias Isaac, is a registered financial advisor currently at SIGMA FINANCIAL, INC. located in Allentown, Pennsylvania.

Elias is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Elias has worked at 2 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Duke Isaac Ii | Elias Isaac

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elias Isaac II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2013 - Present

SIGMA FINANCIAL, INC.

Office #1: 5100 West Tilghman Street Suite 350, Allentown, PA 18104-9123

RIA

CRD#: 123184

Allentown, PA

Past

October 10, 1994 - December 31, 1994

WADDELL & REED

CRD#: 866

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/17/2013)

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Exams

State Security Law Exam

Series 63

Date: 10/5/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 9/30/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SIGMA FINANCIAL, INC.

CRD#: 123184 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (4/26/1988 Approved)

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Contact information

Main Address

5100 West Tilghman Street Suite 350, Allentown, PA 18104-9123

Mailing Address

Phone number

(610) 481-9870

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Elias Isaac

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elias Isaac II's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIGMA FINANCIAL, INC.

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 63

Date: 10/5/1994

Series 6

Date: 9/30/1994

Current Firm

SIGMA FINANCIAL, INC.

Contact information

Documents

Red Flags

Company Information

SIGMA FINANCIAL, INC.

TRUST BUT VERIFY

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