John Smith Cieslowski
Professional Summary
John Smith Cieslowski was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1995 - 2013. John had worked at 5 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
ADAMS, VINER & MOSLER, LTD. | AVM, L.P. | ADAMS, VINER, & MOSLER, LTD.
Contact Information
Main Address
777 Yamato Road Suite 300, Boca Raton, FL 33431Mailing Address
777 Yamato Road Suite 300, Boca Raton, FL 33431Phone Number
(561) 544-4400Established
Illinois since 09/30/1983Firm Type
PartnershipFiscal Year End
DecemberFirm Size
SmallFINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HSZ HOLDINGS, LLC | LIMITED PARTNER | — |
| LESTER N. COYLE REVOCABLE TRUST | LIMITED PARTNER | — |
| PANTHERS INVESTMENT LIMITED PARTNERSHIP | LIMITED PARTNER | — |
| PELLEGRINO, CHRISTIAN MINASSIAN | LIMITED PARTNER | 6053985 |
| PREST, JASON | LIMITED PARTNER | 4475716 |
| SARAOGI HOLDINGS, LLC | LIMITED PARTNER | — |
| WYLER, SCOTT LAWRENCE | CHIEF EXECUTIVE OFFICER | 2869488 |
| WYLER, SCOTT LAWRENCE | LIMITED PARTNER | 2869488 |
| ANUAR, YELENA NMN | LIMITED PARTNER | 6253705 |
| ANUAR, YELENA NMN | CHIEF FINANCIAL OFFICER | 6253705 |
| AVM ASSOCIATES LLC | GENERAL PARTNER | — |
| COYLE, LESTER NOEL | TRUSTEE OF THE LESTER N. COYLE REVOCABLE TRUST | 4727659 |
| HANSEN, KAREN MARIE | GENERAL COUNSEL | 5291197 |
| HANSEN, KAREN MARIE | TRUSTEE OF THE KAREN M. HANSEN REVOCABLE TRUST | 5291197 |
| OLOFSSON, THOMAS ROLF | LIMITED PARTNER | 3244639 |
| POLLARD, JOHN DAVID JR | CHIEF COMPLIANCE OFFICER | 7884559 |
| PRINTZ, ROBERT ANDREW | PRESIDENT | 2348404 |
| THE KAREN M. HANSEN REVOCABLE TRUST | LIMITED PARTNER | — |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jun 2002Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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