Christopher D. Berg
Professional summary
Christopher David Berg, who also goes by Chris Berg, is a registered financial advisor currently at FEDERATED INVESTMENT COUNSELING located in Corcoran, Minnesota and FEDERATED SECURITIES CORP. located in Corcoran, Minnesota.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher David Berg's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 2, 2009 - Present
FEDERATED INVESTMENT COUNSELING
November 11, 2009 - Present
FEDERATED SECURITIES CORP.
August 24, 2010 - Present
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
March 4, 2015 - Present
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
September 1, 2009 - Present
FEDERATED SECURITIES CORP.
Office #1: 1001 Liberty Avenue, Pittsburgh, PA 15222-3779March 24, 2006 - May 28, 2009
DWS DISTRIBUTORS, INC.
December 14, 2005 - December 14, 2005
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 3, 2003 - March 22, 2006
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 8, 2001 - October 28, 2002
CAPITAL BROKERAGE CORPORATION
March 4, 1999 - July 6, 2000
FINTEGRA, LLC
August 1, 1997 - February 25, 1999
BANCNORTH INVESTMENT GROUP, INC.
July 2, 1996 - March 3, 1999
CETERA INVESTMENT SERVICES LLC
Primary Firm SEC Registration
FEDERATED INVESTMENT COUNSELING
CRD#: 105325 / SEC#: 801-34611
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/16/2024)
(11/13/2020)
(1/5/2022)
(10/10/2025)
(1/2/2018)
(10/12/2022)
(1/2/2020)
(3/3/2015)
(3/3/2015)
(8/24/2010)
(9/1/2009)
(3/3/2015)
(3/3/2015)
(8/1/2025)
(1/4/2018)
(8/5/2021)
(9/1/2009)
(3/3/2015)
(9/2/2009)
(9/1/2009)
(3/3/2015)
(3/4/2015)
(3/3/2015)
Exams
FINRA
Current Firm
FEDERATED INVESTMENT COUNSELING
CRD#: 105325 / SEC#: 801-34611
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,579 |
| AUM (Assets Under Management) | $ 199,641,239,415 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/11/2023 | ||
| 07/29/2022 |
Red Flags
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