MT
Mark D. Toomey
FIERA CAPITAL
Boston, MA 02110
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CRD#: 2544964
MT
Professional summary
Mark David Toomey is a registered financial advisor currently at FIERA CAPITAL INC. located in Boston, Massachusetts and FORESIDE FUND SERVICES, LLC located in Boston, Massachusetts.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Mark has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Fiera Capital; Boston, MA; Investment Related - Yes; Started 01/2023; Investor Relations; Institutional Portfolio Manager; Senior Client Service for existing Fiera Clients; 160 hours per month with 0 hours during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Mark David Toomey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 27, 2024 - Present
FIERA CAPITAL INC.
Office #1: One Lewis Wharf 3rd Floor, Boston, MA 02110RIA
CRD#: 113638
Boston, MA
Current
March 10, 2023 - Present
FORESIDE FUND SERVICES, LLC
Office #1: One Lewis Wharf 3rd Floor, Boston, MA 02110BD
CRD#: 46106
Boston, MA
Past
September 9, 2021 - February 13, 2023
ENDEAVOUR INVESTMENT PARTNERS, LLC
RIA
CRD#: 147503
HINGHAM, MA
Past
March 5, 2021 - December 31, 2022
INVESTMENT PLANNERS, INC.
BD
CRD#: 18557
DECATUR, IL
Past
June 22, 2017 - September 7, 2017
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
Boston, MA
Past
July 20, 2005 - September 30, 2014
HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC.
BD
CRD#: 101640
Boston, MA
Past
August 5, 2003 - May 17, 2005
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Past
May 1, 1998 - November 5, 1998
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
October 17, 1994 - August 15, 2003
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIERA CAPITAL INC.
APEX CAPITAL MANAGEMENT | WILKINSON OGRADY & CO. INC. | WILKINSON O'GRADY & CO., INC. | SAMSON CAPITAL ADVISORS LLC | FIERA CAPITAL INC. | FIERA CAPITAL GLOBAL ASSET MANAGEMENT
CRD#: 113638 / SEC#: 801-8948
RIA
Registered Investment Advisory firm - (12/22/1972 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/23/2023)
RR
Alaska(4/6/2023)
RR
Arizona(3/29/2023)
RR
Arkansas(4/12/2023)
RR
California(3/24/2023)
RR
Colorado(3/24/2023)
RR
Connecticut(3/24/2023)
RR
Delaware(3/28/2023)
RR
District of Columbia(3/27/2023)
RR
Florida(3/24/2023)
RR
Georgia(3/27/2023)
RR
Hawaii(3/24/2023)
RR
Idaho(3/23/2023)
RR
Illinois(3/24/2023)
RR
Indiana(3/23/2023)
RR
Iowa(3/30/2023)
RR
Kansas(3/27/2023)
RR
Kentucky(3/23/2023)
RR
Louisiana(3/24/2023)
RR
Maine(3/27/2023)
RR
Maryland(3/28/2023)
RR
Massachusetts(3/13/2023)
IAR
Massachusetts(2/27/2024)
RR
Michigan(3/28/2023)
RR
Minnesota(3/25/2023)
RR
Mississippi(3/24/2023)
RR
Missouri(3/24/2023)
RR
Montana(3/27/2023)
RR
Nebraska(3/23/2023)
RR
Nevada(3/29/2023)
RR
New Hampshire(3/28/2023)
RR
New Jersey(6/13/2023)
RR
New Mexico(3/24/2023)
RR
New York(3/26/2023)
RR
North Carolina(3/23/2023)
RR
North Dakota(3/27/2023)
RR
Ohio(3/24/2023)
RR
Oklahoma(4/3/2023)
RR
Oregon(3/29/2023)
RR
Pennsylvania(3/24/2023)
RR
Rhode Island(3/30/2023)
RR
South Carolina(3/27/2023)
RR
South Dakota(3/24/2023)
RR
Tennessee(3/24/2023)
RR
Texas(3/31/2023)
RR
Utah(3/24/2023)
RR
Vermont(3/23/2023)
RR
Virginia(3/23/2023)
RR
Washington(3/23/2023)
RR
West Virginia(3/27/2023)
RR
Wisconsin(3/23/2023)
RR
Wyoming(3/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 4/10/1998
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
FC
FIERA CAPITAL INC.
APEX CAPITAL MANAGEMENT | WILKINSON OGRADY & CO. INC. | WILKINSON O'GRADY & CO., INC. | SAMSON CAPITAL ADVISORS LLC | FIERA CAPITAL INC. | FIERA CAPITAL GLOBAL ASSET MANAGEMENT
CRD#: 113638 / SEC#: 801-8948
RIA
Registered Investment Advisory firm - (12/22/1972 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
477 Madison Avenue Suite 720, New York, NY 10022
Mailing Address
Phone number
(212) 300-1600
Established
Firm type
Fiscal year end
# of Employees
109
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,176 |
| AUM (Assets Under Management) | $ 19,556,063,153 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIERA CAPITAL INC.
CRD#: 113638Boston, MA 02110TRUST BUT VERIFY
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