Marshall S. Zachary
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marshall Scott Zachary was a registered financial professional .
Marshall is a previously registered financial professional and started their career in finance in 1994. Marshall had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2015 - December 18, 2015
SUMMIT ADVISOR SOLUTIONS
April 4, 2014 - December 17, 2015
PURSHE KAPLAN STERLING INVESTMENTS
October 31, 2008 - December 31, 2008
AWM SERVICES, LLC
January 11, 2008 - December 18, 2015
FORTITUDE ADVISORY GROUP L.L.C.
January 11, 2008 - April 4, 2014
ARGENTUS SECURITIES, LLC
May 17, 1999 - October 16, 2007
CITIGROUP GLOBAL MARKETS INC.
May 17, 1999 - October 16, 2007
CITIGROUP GLOBAL MARKETS INC.
November 2, 1994 - May 27, 1999
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SUMMIT ADVISOR SOLUTIONS
CRD#: 118581 / SEC#: 801-60900
Contact information
Red Flags
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