Paul D. Furcinito

FLOREK FINANCIAL

Duxbury, MA 02332

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CRD#: 2544828

Professional summary

Paul Daniel Furcinito is a registered financial advisor currently at FLOREK FINANCIAL, LLC located in Duxbury, Massachusetts.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Paul has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Daniel Furcinito's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2011 - Present

FLOREK FINANCIAL, LLC

Office #1: 46 Railroad Avenue Suite 201, Duxbury, MA 02332

RIA

CRD#: 152235

Duxbury, MA

Past

October 25, 1999 - January 4, 2006

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

May 23, 1995 - August 28, 1995

ASCENSUS BROKER DEALER SERVICES, LLC

CRD#: 36478

NEWTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLOREK FINANCIAL, LLC

CRD#: 152235 / SEC#: 801-110016

RIA

Registered Investment Advisory firm - (3/2/2017 Approved)

Massachusetts

Registered Investment Advisory firm - (8/7/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(9/14/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/18/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/14/1999

General Securities Representative Examination

Current Firm

FLOREK FINANCIAL, LLC

CRD#: 152235 / SEC#: 801-110016

RIA

Registered Investment Advisory firm - (3/2/2017 Approved)

Massachusetts

Registered Investment Advisory firm - (8/7/2024 Terminated)

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Contact information

Main Address

46 Railroad Avenue Suite 201, Duxbury, MA 02332

Mailing Address

46 Railroad Avenue Suite 201, Duxbury, MA 02332

Phone number

(781) 934-9400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FLOREK FINANCIAL BROCHURE AND SUPPLEMENT (2/5/2025)

Regulatory assets under management

Total Number of Accounts	542
AUM (Assets Under Management)	$ 431,998,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/30/2025	Cover Page	Report
09/25/2024	Cover Page	Report
11/27/2023	Cover Page	Report
10/11/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul D. Furcinito

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Daniel Furcinito's CRS (Customer Relationship Summary).

Certified licenses

Experience

FLOREK FINANCIAL, LLC

DEUTSCHE BANK SECURITIES INC.

ASCENSUS BROKER DEALER SERVICES, LLC

Primary Firm SEC Registration

FLOREK FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/2011

Series 63

Date: 10/18/1999

Series 7

Date: 10/14/1999

Current Firm

FLOREK FINANCIAL, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FLOREK FINANCIAL, LLC

TRUST BUT VERIFY

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