Matthew James Pickett
Professional Summary
Matthew James Pickett, who also goes by Matt Pickett, is a registered financial advisor currently at COLMINA, LLC located in Seattle, Washington. Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Matthew has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Matt Pickett
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
COLMINA, LLC | RENAISSANCE WEALTH DESIGN | INNOVATIVE ADVISER SOLUTIONS, LLC | FINANCIAL FITNESS WEALTH MANAGEMENT | DIAZO WEALTH GROUP
Contact Information
Main Address
2212 Queen Anne Avenue North #931, Seattle, WA 98109Mailing Address
2212 Queen Anne Avenue North #931, Seattle, WA 98109Phone Number
(206) 832-1520# of Employees
9Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
231AUM (Assets Under Management)
$140,275,476Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/5/2021)
(8/13/2021)
(8/6/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Feb 1998Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Matthew James Pickett's CRS (Customer Relationship Summary).
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