KM
Kent E. Miller
NAVY FEDERAL INVESTMENT SERVICES
Centreville, VA 20121
Some features on this profile are disabled
CRD#: 2544767
KM
Professional summary
Kent Eric Miller is a registered financial advisor currently at NAVY FEDERAL INVESTMENT SERVICES, LLC located in Centreville, Virginia.
Kent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Kent has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
North River Land, LLC - Hamilton, VA, Partner in family's LLC. Family farm leasing to local farmers for pasturing cattle & harvest crops. Duties: pay bills associated with house/property, maintain documents needed for tax filings and submitting to accounting firm. Started: 10/1/2017. 2 hours devoted to activity during non-trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Kent Eric Miller's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kent Eric Miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2017 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 5900 Fort Drive, Suite 110, Centreville, VA 20121RIA
BD
CRD#: 138459
Centreville, VA
Current
February 24, 2010 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 5900 Fort Drive, Suite 110, Centreville, VA 20121RIA
BD
CRD#: 138459
Centreville, VA
Past
September 21, 2012 - January 4, 2017
NAVY FEDERAL ASSET MANAGEMENT, LLC
RIA
CRD#: 144244
CENTREVILLE, VA
Past
October 4, 1994 - February 16, 2010
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
VIENNA, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/29/2013)
RR
Delaware(5/10/2019)
RR
Florida(7/8/2014)
IAR
Florida(3/14/2022)
RR
Georgia(11/5/2025)
IAR
Georgia(11/6/2025)
RR
Kansas(11/9/2022)
IAR
Kansas(11/10/2022)
RR
Kentucky(7/11/2025)
IAR
Kentucky(7/14/2025)
RR
Louisiana(8/14/2015)
RR
Maryland(9/10/2013)
RR
North Carolina(7/30/2012)
IAR
North Carolina(4/19/2022)
RR
Pennsylvania(3/31/2023)
IAR
Pennsylvania(4/3/2023)
RR
South Carolina(7/2/2015)
RR
Texas(12/23/2015)
RR
Virginia(2/24/2010)
IAR
Virginia(1/4/2017)
RR
West Virginia(7/29/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1007 Electric Ave, Vienna, VA 22180
Mailing Address
1007 Electric Ave, Vienna, VA 22180
Phone number
(877) 221-8108
Established
Virginia since 09/06/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
176
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,472 |
| AUM (Assets Under Management) | $ 1,713,608,579 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NAVY FEDERAL INVESTMENT SERVICES, LLC
CRD#: 138459Centreville, VA 20121TRUST BUT VERIFY
Monitor Kent Miller
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
xxxxx@xxxx.xxx
