Harry H. Hynes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Hudson Hynes was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1973. Harry had worked at 15 firms and has passed the Series 63, Series 7, Series 1, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 1993 - April 11, 1994
SPENCER EDWARDS, INC.
October 7, 1991 - January 1, 1992
SMITH, BENTON & HUGHES, INC.
February 4, 1991 - June 4, 1991
MONACO SECURITIES, INC.
May 3, 1990 - January 23, 1991
PACIFIC CORTEZ SECURITIES INCORPORATED
August 22, 1988 - June 28, 1989
ORION SECURITIES, INC.
May 9, 1986 - October 21, 1986
GENERAL AMERICAN SECURITIES, INC.
February 14, 1985 - May 24, 1985
SECURITIES USA, INC.
December 5, 1984 - December 18, 1984
J. W. GANT & ASSOCIATES, INC.
October 26, 1984 - November 26, 1984
AMERICAN FRONTEER FINANCIAL CORPORATION
August 11, 1982 - June 21, 1984
DILLON SECURITIES, INC.
April 27, 1981 - June 1, 1982
CENTENNIAL STATE SECURITIES, INC.
July 11, 1980 - April 20, 1981
INTERNATIONAL SECURITIES, INC.
December 26, 1979 - July 13, 1980
M. S. WIEN & CO., INC.
July 27, 1979 - December 30, 1980
WEDBUSH SECURITIES INC.
February 12, 1973 - October 27, 1974
UNITED SECURITIES OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/5/1973
Registered Representative ExaminationCurrent Firm
SPENCER EDWARDS, INC.
CRD#: 22067 / SEC#: , 8-39511
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
