Kenneth T. Hynd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth T Hynd, who also goes by Ken Hynd, Kenneth Tewson Hynd, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1970. Kenneth had worked at 26 firms and has passed the Series 63, Series 1, Series 27, Series 4, Series 12 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2002 - December 4, 2002
ARJENT LTD.
February 13, 2002 - August 9, 2002
ARJENT LTD.
November 2, 2001 - March 1, 2002
FIRST SOUTHWEST COMPANY, LLC
June 1, 2000 - October 29, 2001
BLUESTONE CAPITAL CORP.
August 23, 1999 - November 2, 1999
DECKER, FAGIN & MCDONOUGH, INC.
August 19, 1996 - June 8, 2000
PREFERRED SECURITIES GROUP, INC.
August 7, 1996 - September 24, 1996
WILLIAM SCOTT & CO. L.L.C.
April 7, 1995 - August 7, 1996
SFI INVESTMENTS, INC.
August 14, 1990 - May 1, 1995
WORLD INVEST CORPORATION
December 6, 1989 - August 14, 1990
GLOBAL INVESTOR SECURITIES, INC.
December 4, 1989 - December 18, 1989
OSAIC WEALTH, INC.
September 19, 1988 - December 11, 1989
G. K. SCOTT & CO., INC.
September 9, 1988 - October 1, 1988
ALCOM SECURITIES, INC.
September 23, 1985 - November 12, 1986
E. F. HUTTON & COMPANY INC
June 6, 1983 - August 12, 1985
R.M. STARK & CO., INC.
November 26, 1982 - October 12, 1983
EFC SPONSORS CORPORATION
August 2, 1982 - October 11, 1983
CADARET, GRANT & CO., INC.
October 27, 1981 - October 12, 1983
INDEPENDENT FINANCIAL PLANNERS CORPORATION
May 6, 1980 - October 22, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 2, 1975 - April 7, 1980
CITIGROUP GLOBAL MARKETS INC.
August 30, 1973 - July 25, 1975
REYNOLDS SECURITIES, INC.
June 14, 1973 - December 9, 1973
DOMIK CORP.
December 11, 1972 - May 27, 1973
WEIS SECURITIES, INC.
May 17, 1972 - December 3, 1972
BUTLER CAPITAL CORP
March 20, 1972 - June 10, 1972
DEAN WITTER & CO. INCORPORATED
July 8, 1971 - April 17, 1972
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
October 7, 1970 - June 12, 1971
F I DUPONT GLORE FORGAN & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/20/1964
Registered Representative ExaminationSeries 12
Date: 12/6/1968
NYSE Branch Manager ExaminationSeries 40
Date: 11/15/1968
Registered Principal ExaminationCurrent Firm
ARJENT LTD.
CRD#: 35909 / SEC#: , 8-46922
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARJENT SERVICES LIMITED (UK) | OWNER | |
| DAVANZO, GEORGE | FINOP/CFO | 1866674 |
| DEPALO, ROBERT PHILIP | CHAIRMAN/CEO/SECY/CORP. DIRECTOR | 2946313 |
| DIFIORE, MONICA LISA | CCO | 2966552 |
| FALLAH, ROBERT BOBAK | CO-CHAIRMAN/PRESIDENT/DIRECTOR CORPORATE FINANCE | 1069032 |
| HEINEMAN, RONALD MARK | MANAGING DIRECTOR/CROP/SROP/MUNI PRINCIPAL | 241924 |
| SCHONWALD, GARY ALAN | TREASURER/CORPORATE DIRECTOR | 4478897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
