Cecily A. Diaz-arauzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cecily Ann Diaz-arauzo, who also goes by Cecily Ann Diaz Arauzo, Cecily Ann Diazarauzo, Cecily Ann Loza Reihle, was a registered financial professional .
Cecily is a previously registered financial professional and started their career in finance in 1995. Cecily had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2022 - November 30, 2023
PNC MANAGED ACCOUNT SOLUTIONS, INC.
September 17, 2021 - November 30, 2023
PNC WEALTH MANAGEMENT LLC
June 6, 2017 - December 31, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
May 16, 2013 - September 17, 2021
BBVA SECURITIES INC.
June 30, 2009 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
December 15, 2005 - July 1, 2009
BBVA INVESTMENTS INC.
July 21, 2004 - November 14, 2005
WELLS FARGO INVESTMENTS, LLC
February 12, 2002 - November 14, 2005
WELLS FARGO INVESTMENTS, LLC
November 17, 2000 - February 13, 2002
GAMMA CAPITAL SECURITIES, INC
December 15, 1995 - November 2, 2000
UNITED AMERICAN INTERNATIONAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
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