Erickson R. Braund

BLACK WALNUT WEALTH MANAGEMENT

TRAVERSE CITY, MI 49684

Some features on this profile are disabled

CRD#: 2544396

Professional summary

Erickson Richard Braund, CFP®, who also goes by Eric R Braund, is a registered financial advisor currently at BLACK WALNUT WEALTH MANAGEMENT located in Traverse City, Michigan.

Erickson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Erickson has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric R Braund

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Eric is the owner of Red Birch Holdings, LLC, a non-investment-related business located at 412 S. Union St. Traverse City, MI 49684. Red Birch owns the business suite utilized by Black Walnut. Eric's title and position with Red Birch Holdings, LLC is that of owner. Eric's relationship with this entity began on January 22, 2019, and he devotes approximately 2 hours per month to this business, with 0 hours during securities trading hours. Eric's duties relating to this business involve managing rental payments from Black Walnut to Red Birch.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erickson Richard Braund's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

August 28, 2025 - Present

BLACK WALNUT WEALTH MANAGEMENT

Office #1: 13919 S W Bay Shore Dr Suite 104, Traverse City, MI 49684

RIA

CRD#: 337606

TRAVERSE CITY, MI

Past

March 22, 2018 - September 30, 2025

DYNAMIC

RIA

CRD#: 151367

Traverse City, MI

Past

June 9, 2017 - April 2, 2018

REGULUS FINANCIAL GROUP, LLC

CRD#: 150631

Traverse City, MI

Past

May 17, 2017 - May 18, 2017

REGULUS FINANCIAL GROUP, LLC

CRD#: 150631

KENTWOOD, MI

Past

April 21, 2017 - April 2, 2018

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

Traverse City, MI

Past

January 20, 2017 - April 24, 2017

REHMANN FINANCIAL NETWORK, LLC

CRD#: 165027

LANSING, MI

Past

August 11, 2010 - April 21, 2017

REHMANN WEALTH

RIA

CRD#: 123047

TRAVERSE CITY, MI

Past

February 26, 2010 - May 1, 2017

OSAIC WEALTH, INC.

CRD#: 23131

TRAVERSE CITY, MI

Past

June 13, 2007 - February 26, 2010

TRIAD ADVISORS LLC

CRD#: 25803

TRAVERSE CITY, MI

Past

January 18, 2005 - June 12, 2007

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

TRAVERSE CITY, MI

Past

November 24, 2004 - June 12, 2007

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

TRAVERSE CITY, MI

Past

April 1, 1996 - November 17, 2004

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

February 1, 1995 - November 13, 1995

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(8/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/4/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/24/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/2/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/31/1995

General Securities Representative Examination

Current Firm

BLACK WALNUT WEALTH MANAGEMENT

BLACK WALNUT WEALTH MANAGEMENT | BLACK WALNUT WEALTH MANAGEMENT, LLC

CRD#: 337606 / SEC#: 801-134160

RIA

Registered Investment Advisory firm - (8/11/2025 120-Day Approval)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

13919 S W Bay Shore Dr Suite 104, Traverse City, MI 49684

Mailing Address

Phone number

(231) 421-7711

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLACK WALNUT WEALTH MANAGEMENT ADV 2A (7/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jessica Williams

VANGUARD ADVISERS, INC.

IAR

CHARLOTTE, NC

Robert Busby

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Atlanta, GA

Charles Helme

BH ASSET MANAGEMENT, LLC

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Erickson R. Braund

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erickson Richard Braund's CRS (Customer Relationship Summary).

Certified licenses

Experience

DYNAMIC

REGULUS FINANCIAL GROUP, LLC

REGULUS FINANCIAL GROUP, LLC

REGAL INVESTMENT ADVISORS LLC

REHMANN FINANCIAL NETWORK, LLC

REHMANN WEALTH

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

ROBERT W. BAIRD & CO. INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/4/2005

Series 63

Date: 2/24/1995

SIE

Date: 4/2/2018

Series 7

Date: 1/31/1995

Current Firm

BLACK WALNUT WEALTH MANAGEMENT

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BLACK WALNUT WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors