Jose R. Reyes
Professional summary
Jose Rafael Reyes, who also goes by Jose Ralph Reyes, is a registered financial professional currently at PENSERRA SECURITIES, LLC located in New York, New York.
Jose is registered as a RR (Registered Representative) and started their career in finance in 1994. Jose has worked at 7 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jose Rafael Reyes's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2016 - Present
PENSERRA SECURITIES, LLC
Office #1: 530 Seventh Ave Suite 2802, New York, NY 10018July 18, 2014 - May 9, 2016
CAVU SECURITIES LLC
August 3, 2010 - July 17, 2014
KOTA GLOBAL SECURITIES INC.
February 16, 2010 - May 21, 2010
CASTLEOAK SECURITIES, LP
October 24, 2006 - January 11, 2010
UTENDAHL CAPITAL GROUP, LLC
March 1, 1995 - January 11, 2010
UTENDAHL CAPITAL PARTNERS, L.P.
November 29, 1994 - January 18, 1995
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2016)
(5/12/2016)
(5/12/2016)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/3/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
PENSERRA SECURITIES, LLC
CRD#: 145994 / SEC#: , 8-67773
Contact information
FINRA licenses (17 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
