Murray H. Hyman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Murray Harvey Hyman, who also goes by Harvey Hyman, was a registered financial professional .
Murray is a previously registered financial professional and started their career in finance in 1974. Murray had worked at 9 firms and has passed the Series 63, Series 000, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2005 - April 4, 2014
BRILL SECURITIES, INC.
January 24, 1994 - August 17, 2005
AXIOM CAPITAL MANAGEMENT, INC.
April 7, 1980 - January 25, 1994
SLOATE, WEISMAN, MURRAY & COMPANY, INC.
March 6, 1979 - May 3, 1980
BALIS & ZORN INC.
September 27, 1978 - March 26, 1979
P. M. STEGINSKY INCORPORATED
December 6, 1977 - September 25, 1986
P. N. BECTON & COMPANY, INCORPORATED
September 19, 1977 - December 31, 1977
J.P. MORGAN SECURITIES LLC
March 7, 1975 - September 15, 1977
LEHMAN BROTHERS INCORPORATED
May 1, 1974 - March 20, 1975
ABRAHAM & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 4/29/1974
General Securities Principal ExaminationSeries 1
Date: 4/29/1974
Registered Representative ExaminationSeries 40
Date: 8/17/1978
Registered Principal ExaminationCurrent Firm
BRILL SECURITIES, INC.
CRD#: 18565 / SEC#: 801-61275, 8-36654
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
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