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Murray Harvey Hyman

CRD# 254424·Registered 1974 - 2014
Previously Registered: Being a previously registered professional could mean that Murray is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Murray Harvey Hyman, who also goes by Harvey Hyman, was a registered financial advisor. Murray was a previously registered financial professional and started their career in finance 1974 - 2014. Murray had worked at 9 firms and has passed the Series 63, Series 000, Series 1 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Harvey Hyman

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

52 years in the financial services industry

Current & Past Employments

BRILL SECURITIES, INC.·CRD# 18565
BD
New York, NY
August 17, 2005 - April 4, 2014
AXIOM CAPITAL MANAGEMENT, INC.·CRD# 26580
BD
New York, NY
January 24, 1994 - August 17, 2005
SLOATE, WEISMAN, MURRAY & COMPANY, INC.·CRD# 6655
BD
New York, NY
April 7, 1980 - January 25, 1994
BALIS & ZORN INC.·CRD# 7711
BD
March 6, 1979 - May 3, 1980
P. M. STEGINSKY INCORPORATED·CRD# 7681
BD
September 27, 1978 - March 26, 1979
P. N. BECTON & COMPANY, INCORPORATED·CRD# 7508
BD
December 6, 1977 - September 25, 1986
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
September 19, 1977 - December 31, 1977
LEHMAN BROTHERS INCORPORATED·CRD# 514
BD
March 7, 1975 - September 15, 1977
ABRAHAM & CO., INC.·CRD# 1010
BD
May 1, 1974 - March 20, 1975

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Current Firm

BS
BRILL SECURITIES, INC.

BRILL SECURITIES INC. | NONE | BRILL SECURITIES, INC.

CRD#: 18565 / SEC#: 801-61275, 8-36654
BD
Terminated by SEC on 12/29/2015

Contact Information

Established

New York since 07/25/1986

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
BROWN, ROBERT BRILLCEO32896
BROWN, NICHOLAS BRILLCFO ., FINOP2168807
KURTIN, JONATHAN BRILLPRESIDENT276833
NUTKIS, DAVID BENJAMINVP., TRES., SEC., ,CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER730453
BOSE, AMIT KUMARCHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR2476890

Disclosures

Regulatory Event

6

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1988About the Series 63 exam

Series 000 — General Securities Principal Examination

Passed Apr 1974

Series 1 — Registered Representative Examination

Passed Apr 1974

Series 40 — Registered Principal Examination

Passed Aug 1978

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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