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Harry Douglas Davis

CRD# 2544196·Registered 1994 - 2022
Previously Registered: Being a previously registered professional could mean that Harry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Harry Douglas Davis, who also goes by Doug Davis, Harry Davis, was a registered financial advisor. Harry was a previously registered financial professional and started their career in finance 1994 - 2022. Harry had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Doug Davis, Harry Davis

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

DOUG DAVIS·CRD# 142314
RIA
Reddick, FL
May 3, 2005 - December 31, 2022
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
RIA
Reddick, FL
October 18, 2000 - January 7, 2003
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Philadelphia, PA
October 13, 2000 - January 7, 2003
WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
August 27, 1997 - February 9, 2000
SENTRA SECURITIES CORPORATION·CRD# 10249
BD
Phoenix, AZ
December 6, 1994 - March 22, 1995

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Current Firm

DD
DOUG DAVIS

DAVIS, HARRY DOUGLAS | DOUG DAVIS

CRD#: 142314

Contact Information

Main Address

Reddick, FL

Phone Number

(352) 591-5826

# of Employees

1

Documents

Latest Form ADV
0

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1997About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1997About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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