Gregory D. Lewis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory David Lewis was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1998. Gregory had worked at 12 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2012 - October 2, 2012
NEWBRIDGE SECURITIES CORPORATION
June 13, 2006 - July 19, 2010
CHICAGO INVESTMENT GROUP, LLC
November 22, 2005 - April 12, 2006
WESTROCK ADVISORS, INC.
October 20, 2004 - November 14, 2005
GRANTA CAPITAL GROUP LLC
May 13, 2003 - April 29, 2004
HARRISON SECURITIES, INC.
April 25, 2001 - February 26, 2003
S.W. BACH & COMPANY
December 18, 2000 - April 12, 2001
HAPOALIM SECURITIES USA, INC.
June 26, 2000 - December 18, 2000
GKN SECURITIES CORP.
March 15, 2000 - July 17, 2000
SALOMON GREY FINANCIAL CORPORATION
September 13, 1999 - March 14, 2000
LCP CAPITAL CORP.
February 11, 1999 - June 17, 1999
BISHOP, ROSEN & CO., INC.
November 23, 1998 - February 26, 1999
DIRECT BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065 / SEC#: , 8-52538
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER / CCO | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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