Patricia L. Konkol

Some features on this profile are disabled

CRD#: 2544107

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patricia Leanne Konkol Mrs., who also goes by Patricia Leanne Konkol, Patricia Leanne Rupard, Patti Rupard, was a registered financial professional .

Patricia is a previously registered financial professional and started their career in finance in 1994. Patricia had worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 10, Series 9, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Patricia Leanne Konkol | Patricia Leanne Rupard | Patti Rupard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 01/01/2006 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 5796 FREEBIRD LN, OAK PARK, CA 91377-5639 2. 10/28/2019 - Rupard Family Bypass Trust - Investment related - Act in a Fiduciary Capacity - Trustee. 3. 11/12/2019 - SUMMIT Wealth Management Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 11/1/2019 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through SUMMIT Wealth Management Group, Inc., an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/19/2019 - SUMMIT Wealth Management Group, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/01/2019 - 160 Hours Per Month During Securities Trading. 5. 2/24/2021 - Summit Wealth Management Group - Not Investment Related - At Reported Business Location(s) - Other-California Notary - Start Date: 1/1/2021 - 1 Hour Per Month/1 Hour During Securities Trading.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 29604

LOS ANGELES, CA

Past

June 11, 1997 - February 24, 1999

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

August 25, 1995 - April 11, 1997

ASB FINANCIAL SERVICES

CRD#: 24280

IRVINE, CA

Past

October 26, 1994 - August 8, 1995

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

CRD#: 14229

NORTHRIDGE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT WEALTH MANAGEMENT GROUP, INC.

CRD#: 170029 / SEC#: 801-110950

RIA

Registered Investment Advisory firm - (8/4/2017 Approved)

California

Registered Investment Advisory firm - (1/12/2018 Terminated)

Texas

Registered Investment Advisory firm - (12/13/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 53

Date: 3/17/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/6/1999

General Securities Principal Examination

Current Firm

SUMMIT WEALTH MANAGEMENT GROUP, INC.

CRD#: 170029 / SEC#: 801-110950

RIA

Registered Investment Advisory firm - (8/4/2017 Approved)

California

Registered Investment Advisory firm - (1/12/2018 Terminated)

Texas

Registered Investment Advisory firm - (12/13/2017 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

400 Camarillo Ranch Road Suite 202, Camarillo, CA 93012

Mailing Address

Phone number

(805) 384-1186

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (8/5/2025)

FORM ADV PART 2A APPENDIX 1 - WRAP BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	632
AUM (Assets Under Management)	$ 226,022,233

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Patricia L. Konkol

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TRANSAMERICA FINANCIAL ADVISORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

MOMENTUM INDEPENDENT NETWORK INC.

ASB FINANCIAL SERVICES

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

Primary Firm SEC Registration

SUMMIT WEALTH MANAGEMENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/1999

Series 63

Date: 10/31/1994

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/24/1997

Series 6

Date: 10/25/1994

Series 10

Date: 11/5/2008

Series 9

Date: 9/17/2008

Series 53

Date: 3/17/2003

Series 24

Date: 4/6/1999

Current Firm

SUMMIT WEALTH MANAGEMENT GROUP, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT WEALTH MANAGEMENT GROUP, INC.

TRUST BUT VERIFY

Contact information

Similar Advisors