MR
Michael S. Rankin
SAGEVIEW ADVISORY GROUP
Irving, CA 92617
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CRD#: 2544103
MR
Professional summary
Michael Stuart Rankin, AIF®, who also goes by Mike Rankin, is a registered financial advisor currently at SAGEVIEW ADVISORY GROUP, LLC located in Irving, California.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Michael has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Rankin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 09/1994; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY AND LONG-TERM CARE; (2) NAME OF OTHER BUSINESS: NEWPORT HARBOR HIGH SCHOOL AQUATIC BOOSTERS; INVESTMENT RELATED: NO; ADDRESS: NEWPORT BEACH, CA 92659; NATURE OF BUSINESS: SCHOOL SPORTS; START DATE: 06/2020; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR COORDINATING BOARD MEETINGS; (3) NAME OF OTHER BUSINESS: RELATIONAL ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES / EMPLOYEE BENEFITS; START DATE: 05/2020; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: OWNER - PROVIDE FINANCIAL SERVICES AND EMPLOYEE BENEFITS; (4) NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP LLC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ADVISORY BUSINESS ; POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE ; START DATE: 11/2020 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ASSET MANAGEMENT ; 4. NAME OF OTHER BUSINESS: RELATIONAL INSURANCE SERVICES; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 05/2020; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: OWNER - OFFER FIXED INSURANCE PRODUCTS;
CRS (Client Relationship Summary) - RIA
Click below to view Michael Stuart Rankin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 11, 2020 - Present
SAGEVIEW ADVISORY GROUP, LLC
Office #1: 5151 California Ave., Irving, CA 92617RIA
CRD#: 126777
Irving, CA
Past
June 29, 2023 - December 7, 2023
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
NEWPORT BEACH, CA
Past
August 11, 2020 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
NEWPORT BEACH, CA
Past
August 11, 2020 - December 7, 2023
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
NEWPORT BEACH, CA
Past
April 18, 2016 - June 17, 2020
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Irvine, CA
Past
June 24, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
IRVINE, CA
Past
February 18, 2015 - June 17, 2020
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
IRVINE, CA
Past
July 5, 2013 - February 24, 2015
OSAIC WEALTH, INC.
BD
CRD#: 23131
NEWPORT BEACH, CA
Past
September 6, 2001 - July 12, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
NEWPORT BEACH, CA
Past
October 12, 1998 - September 6, 2001
DOLPHIN SECURITIES, INC.
BD
CRD#: 10525
SAN MARCOS, CA
Past
September 28, 1994 - December 13, 1996
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/11/2020)
IAR
Colorado(3/18/2024)
IAR
Texas(3/15/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660
Mailing Address
Phone number
(800) 814-8742
Established
Firm type
Fiscal year end
# of Employees
248
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,295 |
| AUM (Assets Under Management) | $ 238,552,018,915 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
