Joseph F. Mangiameli

SOUND FINANCIAL CENTER

Sequim, WA 98382

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CRD#: 2544085

Professional summary

Joseph Francis Mangiameli is a registered financial advisor currently at SOUND FINANCIAL CENTER located in Sequim, Washington.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Joseph has worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SFC TAX SERVICE. SOLE PROPRIETOR. DO TAX PREPARATION MOSTLY FOR MY INVESTMENT CLIENTS. TIME DEVOTED JAN-APRIL. APPROX. 80 HOURS PER MONTH. STARTED TAX SERVICE 10/1992. TAX SERVICE IS RUN OUT OF MY MAIN OFFICE-121 W BELL STREET. SEQUIM, WA 98382. THE TAX SERVICE IS AN INTEGRAL PART OF THE INVESTMENT BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Francis Mangiameli's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 9, 2003 - Present

SOUND FINANCIAL CENTER

Office #1: 121 West Bell Street, Sequim, WA 98382

RIA

CRD#: 125767

Sequim, WA

Past

November 26, 1996 - December 1, 2003

THE INVESTMENT CENTER, INC.

RIA

CRD#: 17839

PORT ANGELES, WA

Past

September 11, 1995 - December 1, 2003

THE INVESTMENT CENTER, INC.

CRD#: 17839

BEDMINSTER, NJ

Past

October 27, 1994 - September 29, 1995

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(9/9/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/7/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/26/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/5/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/26/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/13/1997

General Securities Principal Examination

Current Firm

SOUND FINANCIAL CENTER

MANGIAMELI, JOSEPH F | SOUND FINANCIAL COMPANY | SOUND FINANCIAL CENTER, LLC | SOUND FINANCIAL CENTER

CRD#: 125767 / SEC#:

Washington

Registered Investment Advisory firm - (9/9/2003 Approved)

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Contact information

Main Address

121 West Bell Street, Sequim, WA 98382

Mailing Address

Phone number

(360) 683-4500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	175
AUM (Assets Under Management)	$ 72,657,110

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph F. Mangiameli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Francis Mangiameli's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUND FINANCIAL CENTER

THE INVESTMENT CENTER, INC.

THE INVESTMENT CENTER, INC.

LOCUST STREET SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/7/1996

Series 63

Date: 10/26/1994

Series 7

Date: 6/5/1995

Series 6

Date: 10/26/1994

Series 24

Date: 11/13/1997

Current Firm

SOUND FINANCIAL CENTER

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOUND FINANCIAL CENTER

TRUST BUT VERIFY

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