William T. Mauney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Todd Mauney was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1994. William had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2010 - April 5, 2010
AMEREST SECURITIES, INC.
January 20, 2006 - April 10, 2008
BARRON MOORE, INC.
January 6, 2004 - February 13, 2006
WOODSTOCK FINANCIAL GROUP, INC.
March 10, 2003 - December 31, 2003
SHELMAN SECURITIES CORP.
March 20, 2001 - March 31, 2003
SALOMON GREY FINANCIAL CORPORATION
December 19, 2000 - March 28, 2001
AUERBACH, POLLAK & RICHARDSON INC.
November 22, 1996 - December 19, 2000
AMERICAN FRONTEER FINANCIAL CORPORATION
July 18, 1995 - November 21, 1996
BARRON CHASE SECURITIES, INC.
October 5, 1994 - July 25, 1995
DICKINSON & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AMEREST SECURITIES, INC.
CRD#: 40201 / SEC#: , 8-49034
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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