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Susanna S. Hong

KEMA PARTNERS LLC
Mill Valley, CA 94941
Some features on this profile are disabled
CRD#: 2543936
SH

Professional summary

Susanna Soohwa Hong, who also goes by Susan Hong, Susanna Soohwa Hong Rodzynek, is a registered financial professional currently at KEMA PARTNERS LLC located in Mill Valley, California.

Susanna is registered as a RR (Registered Representative) and started their career in finance in 1998. Susanna has worked at 6 firms and has passed the SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Susan Hong | Susanna Soohwa Hong Rodzynek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Susanna Soohwa Hong's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 29, 2024 - Present

KEMA PARTNERS LLC

Office #1: 309 Laverne Ave., Mill Valley, CA 94941
BD
CRD#: 143752
Mill Valley, CA
Past

April 20, 2020 - December 22, 2023

REVERE MERCHANT SECURITIES, LLC

BD
CRD#: 171843
NEW YORK, NY
Past

January 31, 2017 - May 11, 2018

AXIA CAPITAL MARKETS, LLC

BD
CRD#: 172245
NEW YORK, NY
Past

August 12, 2011 - January 6, 2015

APOLLO GLOBAL SECURITIES, LLC

BD
CRD#: 153502
NEW YORK, NY
Past

May 15, 2001 - November 20, 2007

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

March 9, 1998 - June 7, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 5/11/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/7/1998
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

KP
KEMA PARTNERS LLC
360 ADVISORY GROUP | WESTCAPE ADVISORS | VARANDUS PARTNERS | KEMA PARTNERS LLC | INVERNESS ADVISORS | ESW ADVISORS | ESC ADVISORS | ELECTA CAPITAL PARTNERS | CAPITALAXON | BROADLEAF CAPITAL

CRD#: 143752 / SEC#: , 8-67600

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
309 Laverne Ave., Mill Valley, CA 94941
Mailing Address
309 Laverne Ave., Mill Valley, CA 94941
Phone number
(415) 383-4743
Established
California since 11/16/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CANN, HOWARD WHEELER IIIMANAGING PARTNER, CFO, FINOP
CANN, PETER TAYLORMANAGING PARTNER, CHIEF COMPLIANCE OFFICER4543062
CANN, MICHAEL GRANTPARTNER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KEMA PARTNERS LLC

CRD#: 143752Mill Valley, CA 94941

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