Susanna S. Hong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susanna Soohwa Hong, who also goes by Susan Hong, Susanna Soohwa Hong Rodzynek, was a registered financial professional .
Susanna is a previously registered financial professional and started their career in finance in 1998. Susanna had worked at 6 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2024 - April 6, 2026
KEMA PARTNERS LLC
April 20, 2020 - December 22, 2023
REVERE MERCHANT SECURITIES, LLC
January 31, 2017 - May 11, 2018
AXIA CAPITAL MARKETS, LLC
August 12, 2011 - January 6, 2015
APOLLO GLOBAL SECURITIES, LLC
May 15, 2001 - November 20, 2007
CITIGROUP GLOBAL MARKETS INC.
March 9, 1998 - June 7, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KEMA PARTNERS LLC
CRD#: 143752 / SEC#: , 8-67600
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANN, HOWARD WHEELER III | MANAGING PARTNER, CFO, FINOP | |
| CANN, PETER TAYLOR | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | 4543062 |
| CANN, MICHAEL GRANT | PARTNER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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