Mark C. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Chengpin Lee was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1994. Mark had worked at 5 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 1999 - August 24, 2000
MILESTONE FINANCIAL SERVICES, INC.
November 5, 1997 - November 15, 1999
BESTRADE INC.
August 6, 1997 - March 20, 1998
AMERIVET SECURITIES, INC.
November 22, 1994 - April 16, 1997
E-W INVESTMENTS, INC.
October 14, 1994 - December 19, 1997
U. S. PACIFIC FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MILESTONE FINANCIAL SERVICES, INC.
CRD#: 43295 / SEC#: , 8-50225
Contact information
Documents
Disclosures
| Arbitration | 5 |
Red Flags
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