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JM

John Benjamin Marshall

CRD# 2543761·Registered 1994 - 2016
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Benjamin Marshall, who also goes by Benny Folsom Marshall, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1994 - 2016. John had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Benny Folsom Marshall

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

COMPASS ADVISORY PARTNERS LLC·CRD# 119377
RIA
Nashville, TN
August 20, 2007 - September 16, 2016
COMPASS EFFICIENT MODEL PORTFOLIOS, LLC·CRD# 125568
RIA
Nashville, TN
March 28, 2007 - July 9, 2008
FSC SECURITIES CORPORATION·CRD# 7461
RIA
Nashville, TN
August 17, 2004 - March 28, 2013
FSC SECURITIES CORPORATION·CRD# 7461
BD
Nashville, TN
August 2, 2004 - September 6, 2016
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
RIA
Brentwood, TN
August 12, 2003 - July 13, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
Boston, MA
April 17, 2003 - July 13, 2004
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
October 28, 1994 - April 21, 2003

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Current Firm

CA
COMPASS ADVISORY PARTNERS LLC

ASSET BENEFIT RESOURCES | WAKEFIELD VENTURE GROUP | THE JERRY CRITES FINANCIAL GROUP | MCKINNEY FINANCIAL | JOURNEY FINANCIAL PLANNING | FIDELIS FINANCIAL STRATEGIES | CRITES, JERRY KEITH | CRITES, JERRY K. | CORLEY/KENT GROUP | COMPASS FINANCIAL GROUP | COMPASS ADVISORY PARTNERS LLC | COMPASS ADVISORY GROUP | CANNON FINANCIAL

CRD#: 119377 / SEC#: 801-89171
RIA
Registered Investment Advisory firm - SEC (10/1/2024 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (6/19/2009 Terminated)
Kentucky
Registered Investment Advisory firm - Kentucky (4/16/2015 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (4/20/2015 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (9/24/2024 Approved)
Texas
Registered Investment Advisory firm - Texas (4/16/2015 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

480 One Eleven Place, Cookeville, TN 38506

Phone Number

(931) 400-0012

# of Employees

6

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2003About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2016About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Nov 1994About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Oct 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JM
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