John B. Marshall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Benjamin Marshall, who also goes by Benny Folsom Marshall, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1994. John had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2007 - September 16, 2016
COMPASS ADVISORY PARTNERS LLC
March 28, 2007 - July 9, 2008
COMPASS EFFICIENT MODEL PORTFOLIOS, LLC
August 17, 2004 - March 28, 2013
FSC SECURITIES CORPORATION
August 2, 2004 - September 6, 2016
FSC SECURITIES CORPORATION
August 12, 2003 - July 13, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 17, 2003 - July 13, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 28, 1994 - April 21, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
COMPASS ADVISORY PARTNERS LLC
CRD#: 119377 / SEC#: 801-89171
Contact information
Red Flags
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