Jeffrey G. Ream

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CRD#: 2543616

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Garrett Ream, CFP®, who also goes by Jeffrey Ream, was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 1994. Jeffrey had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeffrey Ream

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

April 12, 2018 - July 1, 2025

FCI ADVISORS

RIA

CRD#: 106398

OVERLAND PARK, KS

Past

July 21, 2004 - December 31, 2008

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

September 30, 2003 - September 26, 2012

KORNITZER CAPITAL MANAGEMENT, INC.

RIA

CRD#: 111087

SHAWNEE MISSION, KS

Past

July 19, 2000 - July 29, 2002

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

OVERLAND PARK, KS

Past

June 30, 2000 - July 29, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

November 10, 1994 - July 19, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FCI ADVISORS

FCI ADVISORS | MIDWEST ADVISORS | MIDWEST | FINANCIAL COUNSELORS INC

CRD#: 106398 / SEC#: 801-48195

RIA

Registered Investment Advisory firm - (1/12/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/6/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/23/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/9/1994

General Securities Representative Examination

Current Firm

FCI ADVISORS

FCI ADVISORS | MIDWEST ADVISORS | MIDWEST | FINANCIAL COUNSELORS INC

CRD#: 106398 / SEC#: 801-48195

RIA

Registered Investment Advisory firm - (1/12/1995 Approved)

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Contact information

Main Address

5901 College Boulevard Suite 110, Overland Park, KS 66211

Mailing Address

Phone number

(913) 663-0660

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (8/13/2025)

Regulatory assets under management

Total Number of Accounts	740
AUM (Assets Under Management)	$ 1,902,330,516

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/30/2025	Cover Page	Report
09/25/2024	Cover Page	Report
12/29/2023	Cover Page	Report
11/29/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey G. Ream

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

QUASAR DISTRIBUTORS, LLC

KORNITZER CAPITAL MANAGEMENT, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

FCI ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/6/1994

Series 63

Date: 11/23/1994

Series 7

Date: 11/9/1994

Current Firm

FCI ADVISORS

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FCI ADVISORS

TRUST BUT VERIFY

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