Stephen J. Dreiling

CAPITAL INVESTMENT COUNSEL

Denver, CO 80203

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CRD#: 2543502

Professional summary

Stephen John Dreiling, CFP® is a registered financial advisor currently at CAPITAL INVESTMENT COUNSEL, LLC located in Denver, Colorado.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Stephen has worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen John Dreiling's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

April 3, 2024 - Present

CAPITAL INVESTMENT COUNSEL, LLC

Office #1: 600 Grant St. Ste. 450, Denver, CO 80203

RIA

CRD#: 328472

Denver, CO

Past

January 23, 2015 - November 9, 2023

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

SCOTTSDALE, AZ

Past

September 29, 2003 - January 23, 2015

CAPITAL INVESTMENT COUNSEL, INC

RIA

CRD#: 106966

DENVER, CO

Past

January 1, 1999 - January 22, 2003

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

DENVER, CO

Past

November 24, 1995 - January 22, 2003

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL INVESTMENT COUNSEL, LLC

CAPITAL INVESTMENT COUNSEL, LLC | CEDAR ADVISORS, LLC

CRD#: 328472 / SEC#: 801-128941

RIA

Registered Investment Advisory firm - (10/23/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(4/3/2024)

IAR

Texas
(11/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/10/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/10/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/3/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 3/26/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

CAPITAL INVESTMENT COUNSEL, LLC

CAPITAL INVESTMENT COUNSEL, LLC | CEDAR ADVISORS, LLC

CRD#: 328472 / SEC#: 801-128941

RIA

Registered Investment Advisory firm - (10/23/2023 Approved)

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Contact information

Main Address

600 Grant St. Ste. 450, Denver, CO 80203

Mailing Address

Phone number

(303) 381-0200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR CAPITAL INVESTMENT COUNSEL, LLC (8/14/2025)

Regulatory assets under management

Total Number of Accounts	1,156
AUM (Assets Under Management)	$ 1,178,877,453

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen J. Dreiling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen John Dreiling's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED CAPITAL FINANCIAL ADVISORS

CAPITAL INVESTMENT COUNSEL, INC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

CAPITAL INVESTMENT COUNSEL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/10/2000

Series 63

Date: 11/10/1995

Series 7

Date: 11/3/1995

Series 8

Date: 3/26/1998

Current Firm

CAPITAL INVESTMENT COUNSEL, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL INVESTMENT COUNSEL, LLC

TRUST BUT VERIFY

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