John E. Crick
Professional summary
John Edward Crick JR, who also goes by John Crick, is a registered financial professional currently at GELBER SECURITIES, LLC located in Chicago, Illinois.
John is registered as a RR (Registered Representative) and started their career in finance in 1994. John has worked at 5 firms and has passed the Series 63, SIE, Series 42, Series 62, Series 56, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Edward Crick JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2012 - Present
GELBER SECURITIES, LLC
Office #1: 350 N. Orleans 7th Floor, North Tower, Chicago, IL 60654August 5, 2011 - October 26, 2011
GROUP ONE TRADING LLC
April 19, 2006 - October 23, 2006
LAKE HILL CAPITAL LLC
July 28, 2004 - July 28, 2005
DEUTSCHE BANK SECURITIES INC.
October 28, 1994 - November 14, 1994
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 42
Date: 6/23/2012
Registered Options Representative ExaminationSeries 62
Date: 6/16/2012
Corporate Securities Limited Representative ExaminationSeries 56
Date: 8/4/2011
Proprietary Trader Qualification ExaminationSeries 55
Date: 8/6/2004
Limited Representative-Equity Trader ExamFINRA
Current Firm
GELBER SECURITIES, LLC
CRD#: 18367 / SEC#: , 8-36696
Contact information
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GELBER GROUP, LLC | DELAWARE LIMITED LIABILITY CORPORATION/MANAGING MEMBER | |
| BLOOM, DAVID | CHIEF FINANCIAL OFFICER/ FINANCIAL AND OPERATIONS PRINCIPAL/PRINCIPAL FINANCIAL OFFICER | 6729656 |
| COFFEY, PATRICK JOSEPH | CHIEF OPERATING OFFICER/PRINCIPAL OPERATIONS OFFICER | 7262848 |
| DUNSKY, LISA ANN | CHIEF LEGAL OFFICER | |
| GELBER, BRIAN ROGER | CHIEF EXECUTIVE OFFICER | 839297 |
| HAZE, DANIEL M | CHIEF COMPLIANCE OFFICER | 7393008 |
| LONTEEN, CHRISTIAN MATTHEW | MANAGING DIRECTOR OF TRADING | 5793881 |
| MAHLER, MATTHEW CARL | PRESIDENT/PRINCIPAL OPTIONS OFFICER | 4987267 |
Disclosures
| Regulatory Event | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
