Stephen L. Hyde
HFM INVESTMENT ADVISORS
NEWARK, DE
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CRD#: 254335
Professional summary
Stephen Laurence Hyde, CFP® is a registered financial advisor currently at HFM INVESTMENT ADVISORS, INC. located in Newark, Delaware.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1972. Stephen has worked at 4 firms and has passed the Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: MARY D. HYDE LIVING TRUST INV REL: N ADD: 2 CENTRAL AVE, CRANFORD, NJ 07016 NATURE: TRUSTEE POSITION: TRUSTEE START DATE: 1/11/89 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 (2) NAME: CATHOLIC LEADERSHIP INSTITUTE INV REL: N ADD: 440 EAST SWEDESFORD ROAD, SUITE 3040, WAYNE, PA 19087 NATURE: TRAINING CATHOLIC PRIESTS POSITION: BOARD MEMBER, TRAINER START DATE: 1991 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 3 (3) NAME: HFM INVESTMENT ADVISORS, INC. INV REL: Y ADD: 5 HUNTING COURT, NEWARK, DE 19711 NATURE: INDEPENDENT INVESTMENT ADVISOR POSITION: OWNER START DATE: 1984 NO. HR/MO: 80 NO. HR/MO DURING SEC TRADING: 80 (4) NAME: ST. MARKS HIGH SCHOOL INV REL: N ADD: 2501 PIKE CREEK RD, WILLMINGTON, DE 19808 NATURE: BOARD SERVICE POSITION: BOARD MEMBER START DATE: 2007 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Laurence Hyde's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
January 1, 1990 - Present
HFM INVESTMENT ADVISORS, INC.
RIA
CRD#: 115799
NEWARK, DE
Past
March 3, 2004 - October 7, 2014
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
NEWARK, DE
Past
April 27, 1984 - October 7, 2014
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
NEWARK, DE
Past
August 12, 1981 - May 10, 1984
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Past
February 18, 1972 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 2682
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HFM INVESTMENT ADVISORS, INC.
HFM ADVISORS, LLC | HFM INVESTMENT ADVISORS, INC.
CRD#: 115799 / SEC#: 801-111727
RIA
Registered Investment Advisory firm - (9/26/2017 Approved)Delaware
Registered Investment Advisory firm - (10/6/2017 Terminated)Florida
Registered Investment Advisory firm - (10/4/2017 Terminated)Maryland
Registered Investment Advisory firm - (10/13/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (10/4/2017 Terminated)New Jersey
Registered Investment Advisory firm - (11/30/2017 Terminated)New York
Registered Investment Advisory firm - (10/4/2017 Terminated)North Carolina
Registered Investment Advisory firm - (10/4/2017 Terminated)North Dakota
Registered Investment Advisory firm - (10/4/2017 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/5/2017 Terminated)Texas
Registered Investment Advisory firm - (10/4/2017 Terminated)Virginia
Registered Investment Advisory firm - (10/4/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Delaware(1/1/1990)
IAR
Florida(2/18/2010)
IAR
Texas(9/13/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 2/15/1972
Registered Representative ExaminationPrincipal/Supervisory Exam
Current Firm
HI
HFM INVESTMENT ADVISORS, INC.
HFM ADVISORS, LLC | HFM INVESTMENT ADVISORS, INC.
CRD#: 115799 / SEC#: 801-111727
RIA
Registered Investment Advisory firm - (9/26/2017 Approved)Delaware
Registered Investment Advisory firm - (10/6/2017 Terminated)Florida
Registered Investment Advisory firm - (10/4/2017 Terminated)Maryland
Registered Investment Advisory firm - (10/13/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (10/4/2017 Terminated)New Jersey
Registered Investment Advisory firm - (11/30/2017 Terminated)New York
Registered Investment Advisory firm - (10/4/2017 Terminated)North Carolina
Registered Investment Advisory firm - (10/4/2017 Terminated)North Dakota
Registered Investment Advisory firm - (10/4/2017 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/5/2017 Terminated)Texas
Registered Investment Advisory firm - (10/4/2017 Terminated)Virginia
Registered Investment Advisory firm - (10/4/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Newark, DE
Mailing Address
Phone number
(302) 234-9777
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 676 |
| AUM (Assets Under Management) | $ 483,610,179 |
Red Flags
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