Jeffrey C. Gilbert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Craig Gilbert was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1994. Jeffrey had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2017 - September 14, 2017
CARTWRIGHT ADVISORS LLC
July 25, 2017 - September 14, 2017
SWENEY CARTWRIGHT & COMPANY
July 14, 2016 - September 8, 2016
J.P. MORGAN SECURITIES LLC
October 21, 2015 - June 23, 2016
VALIC FINANCIAL ADVISORS, INC.
September 18, 2015 - June 23, 2016
VALIC FINANCIAL ADVISORS, INC.
April 12, 2007 - April 14, 2009
OSAIC WEALTH, INC.
May 2, 2005 - April 4, 2006
GENEOS WEALTH MANAGEMENT, INC.
March 22, 2004 - December 15, 2006
GENEOS WEALTH MANAGEMENT, INC.
March 3, 1999 - April 12, 2004
CETERA WEALTH SERVICES, LLC
April 20, 1998 - October 28, 1998
COMMONWEALTH FINANCIAL NETWORK
October 6, 1994 - February 6, 1998
RODGERS BROTHERS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CARTWRIGHT ADVISORS LLC
CRD#: 286260 / SEC#:
Contact information
Red Flags
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