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SL

Scott A. Labuhn

U.S. BANCORP ADVISORS
Saint Paul, MN 55107
Some features on this profile are disabled
CRD#: 2543097
SL

Professional summary

Scott Allen Labuhn is a registered financial advisor currently at U.S. BANCORP ADVISORS, LLC located in Saint Paul, Minnesota and U.S. BANCORP INVESTMENTS, INC. located in St Paul, Minnesota.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Scott has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Allen Labuhn's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Scott Allen Labuhn's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 24, 2025 - Present

U.S. BANCORP ADVISORS, LLC

Office #1: 60 Livingston Ave, Saint Paul, MN 55107Office #2: 8200 Coral Sea St Ne, Mounds View, MN 55112
RIA
BD
CRD#: 14455
Saint Paul, MN
Current

January 30, 2012 - Present

U.S. BANCORP INVESTMENTS, INC.

Office #1: 60 Livingston Ave, St Paul, MN 55107
RIA
BD
CRD#: 17868
St Paul, MN
Current

October 3, 2025 - Present

U.S. BANCORP ADVISORS, LLC

Office #1: 60 Livingston Ave, Saint Paul, MN 55107
RIA
BD
CRD#: 14455
Saint Paul, MN
Past

December 10, 2013 - April 10, 2026

U.S. BANCORP INVESTMENTS, INC.

RIA
CRD#: 17868
Saint Paul, MN
Past

April 19, 2011 - September 12, 2011

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
MINNEAPOLIS, MN
Past

July 7, 2006 - July 19, 2010

WADDELL & REED

BD
CRD#: 866
ARDEN HILLS, MN
Past

April 29, 2005 - March 8, 2006

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

April 24, 1997 - May 28, 2002

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

BD
CRD#: 26506
MINNEAPOLIS, MN
Past

February 26, 1997 - October 25, 1999

AMERICAN EXPRESS SERVICE CORPORATION

BD
CRD#: 10518
MINNEAPOLIS, MN
Past

November 15, 1995 - November 5, 1996

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
SAINT PAUL, MN
Past

January 27, 1995 - April 26, 1995

SCHNEIDER SECURITIES, INC.

BD
CRD#: 16434
DENVER, CO
Past

January 10, 1995 - January 30, 1995

PAULSON INVESTMENT COMPANY LLC

BD
CRD#: 5670
PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UB
U.S. BANCORP ADVISORS, LLC
MARKET INVESTMENT SERVICES CORPORATION | UNIONBANC INVESTMENT SERVICES, LLC | UNION BANK OF CALIFORNIA NA | UBOC INVESTMENT SERVICES, INC. | UB INVESTMENT SERVICES, INC. | U.S. BANCORP ADVISORS, LLC

CRD#: 14455 / SEC#: 801-70084, 8-30706

RIA
Registered Investment Advisory firm - SEC (8/14/2009 Approved)
California
Registered Investment Advisory firm - SEC (8/28/2009 Terminated)
Washington
Registered Investment Advisory firm - SEC (8/24/2009 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/30/2012)
RR
Alaska
(1/30/2012)
RR
Arizona
(1/30/2012)
RR
Arkansas
(1/30/2012)
RR
California
(1/30/2012)
RR
Colorado
(1/30/2012)
RR
Connecticut
(1/30/2012)
RR
Delaware
(1/30/2012)
RR
District of Columbia
(1/30/2012)
RR
Florida
(1/30/2012)
RR
Georgia
(1/30/2012)
RR
Hawaii
(1/30/2012)
RR
Idaho
(1/30/2012)
RR
Illinois
(1/30/2012)
RR
Indiana
(1/30/2012)
RR
Iowa
(1/30/2012)
RR
Kansas
(1/30/2012)
RR
Kentucky
(1/30/2012)
RR
Louisiana
(1/30/2012)
RR
Maine
(1/30/2012)
RR
Maryland
(1/30/2012)
RR
Massachusetts
(1/30/2012)
RR
Michigan
(1/30/2012)
RR
Minnesota
(1/30/2012)
IAR
Minnesota
(9/24/2025)
RR
Mississippi
(1/30/2012)
RR
Missouri
(1/30/2012)
RR
Montana
(1/30/2012)
RR
Nebraska
(1/30/2012)
RR
Nevada
(1/30/2012)
RR
New Hampshire
(1/30/2012)
RR
New Jersey
(1/30/2012)
RR
New Mexico
(1/30/2012)
RR
New York
(1/30/2012)
RR
North Carolina
(1/31/2012)
RR
North Dakota
(1/30/2012)
RR
Ohio
(1/31/2012)
RR
Oklahoma
(1/30/2012)
RR
Oregon
(1/30/2012)
RR
Pennsylvania
(1/30/2012)
RR
Puerto Rico
(1/30/2012)
RR
Rhode Island
(1/30/2012)
RR
South Carolina
(1/30/2012)
RR
South Dakota
(1/30/2012)
RR
Tennessee
(1/30/2012)
RR
Texas
(1/30/2012)
IAR
Texas
(4/6/2026)
RR
Utah
(1/30/2012)
RR
Vermont
(1/30/2012)
RR
Virginia
(1/30/2012)
RR
Washington
(1/30/2012)
RR
West Virginia
(1/30/2012)
RR
Wisconsin
(1/30/2012)
RR
Wyoming
(1/30/2012)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/17/2005
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/29/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 6/10/2005
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 4/28/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/2/2018
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 3/2/1998
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

UB
U.S. BANCORP ADVISORS, LLC
MARKET INVESTMENT SERVICES CORPORATION | UNIONBANC INVESTMENT SERVICES, LLC | UNION BANK OF CALIFORNIA NA | UBOC INVESTMENT SERVICES, INC. | UB INVESTMENT SERVICES, INC. | U.S. BANCORP ADVISORS, LLC

CRD#: 14455 / SEC#: 801-70084, 8-30706

RIA
Registered Investment Advisory firm - SEC (8/14/2009 Approved)
California
Registered Investment Advisory firm - SEC (8/28/2009 Terminated)
Washington
Registered Investment Advisory firm - SEC (8/24/2009 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
800 N Brand Blvd. 16th Floor Ep-mn-n2wc, Saint Paul, MN, 55107
Mailing Address
800 N Brand Blvd. 16th Floor, Glendale, CA, 91203
Phone number
(800) 634-1100
Established
Delaware since 06/28/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
244

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV - FINANCIAL PLANNING SERVICES (2/16/2026)
USBA WRAP BROCHURE - PART 2A APPENDIX 1 (2/16/2026)

Direct owners and executive officers

NamePositionCRD#
U.S. BANCORPSOLE MEMBER
BEJASA, EILEENSENIOR VICE PRESIDENT AND MANAGING DIRECTOR, BROKER-DEALER OPERATIONS7002808
CANEVA, DANIEL CESARSVP CHIEF OPERATIONS OFFICER1686099
CLARK, SHANNON KEITHCHIEF FINANCIAL OFFICER5829700
ELY, JAMES EUGENE JR.SENIOR VICE PRESIDENT - SALES1843373
FERGUSON, KIMBERLY NICOLECHIEF EXECUTIVE OFFICER AND MANAGER4120145
LAWLOR, BETH DEDRICKEXECUTIVE VICE PRESIDENT5352662
ROLLAND, JODI THOMPSONMANAGER2290884
SALSTROM, KYLE NORMANCHIEF COMPLIANCE OFFICER5025315
TRIPLETT, SHANE TINSTITUTIONAL SALES MANAGER1865319

Regulatory assets under management

Total Number of Accounts3,905
AUM (Assets Under Management)$ 1,516,483,817

Disclosures

Regulatory Event4
Arbitration1

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/19/2025
Cover Page
Report
08/20/2024
Cover Page
Report
11/28/2023
Cover Page
Report
11/21/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

U.S. BANCORP ADVISORS, LLC

CRD#: 14455Saint Paul, MN 55107

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