Brian K. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Karl Jones was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1995. Brian had worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2011 - February 16, 2021
JONES WEALTH MANAGEMENT, LLC
December 23, 2008 - December 15, 2011
NEXT FINANCIAL GROUP, INC.
December 16, 2008 - December 15, 2011
NEXT FINANCIAL GROUP, INC.
January 4, 2008 - November 6, 2008
RAYMOND JAMES & ASSOCIATES, INC.
December 19, 2007 - November 6, 2008
RAYMOND JAMES & ASSOCIATES, INC.
September 6, 2005 - November 29, 2007
UBS FINANCIAL SERVICES INC.
September 2, 2005 - November 29, 2007
UBS FINANCIAL SERVICES INC.
January 22, 2004 - September 8, 2005
MORGAN STANLEY DW INC.
December 20, 2002 - January 2, 2004
MORGAN STANLEY DW INC.
January 20, 1995 - September 8, 2005
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JONES WEALTH MANAGEMENT, LLC
CRD#: 156953 / SEC#:
Contact information
Red Flags
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