Paulette C. Pasquale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paulette Cook Pasquale, CFP®, who also goes by Paulette Elizabeth Cook, Paulette Cook, Paulette Elizabeth Dudley, Paulette Elizabeth Pasquale, was a registered financial professional .
Paulette is a previously registered financial professional and started their career in finance in 1994. Paulette had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1997
Experience
August 29, 2016 - December 31, 2022
W3 WEALTH ADVISORS, LLC
August 15, 2016 - December 31, 2022
VALMARK ADVISERS, INC.
August 12, 2016 - December 31, 2022
VALMARK SECURITIES, INC.
January 30, 2015 - August 25, 2016
STONEX ADVISORS INC.
September 12, 2014 - August 25, 2016
STONEX SECURITIES INC.
April 1, 2005 - January 30, 2015
WRP INVESTMENTS, INC.
April 1, 2005 - September 12, 2014
WRP INVESTMENTS, INC.
January 1, 2000 - April 5, 2005
OSAIC FA, INC.
January 30, 1998 - April 5, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 29, 1998 - April 5, 2005
OSAIC FA, INC.
September 26, 1994 - January 30, 1998
CAPITAL BROKERAGE CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
W3 WEALTH ADVISORS, LLC
CRD#: 129549 / SEC#:
Contact information
Red Flags
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